Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Mar 22, 2023
- Accession no.
- 0001415889-23-005312
- Filed
- Mar 22, 2023
- Trade date
- Mar 20-21, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 17 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.58M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Mar 20, 2023 | Common Stock | SSaleDisposed | −210 | $219.72F2 | −$46,141.2 | 7,920 | Direct | |
| Mar 20, 2023 | Common Stock | SSaleDisposed | −197 | $220.44F3 | −$43,426.68 | 7,723 | Direct | |
| Mar 20, 2023 | Common Stock | SSaleDisposed | −461 | $222.01F4 | −$102,346.61 | 7,262 | Direct | |
| Mar 20, 2023 | Common Stock | SSaleDisposed | −1,860 | $222.87F5 | −$414,538.2 | 5,402 | Direct | |
| Mar 20, 2023 | Common Stock | SSaleDisposed | −700 | $223.79F6 | −$156,653 | 4,702 | Direct | |
| Mar 20, 2023 | Common Stock | SSaleDisposed | −3,951 | $224.91F7 | −$888,619.41 | 751 | Direct | |
| Mar 20, 2023 | Common Stock | SSaleDisposed | −621 | $225.43F8 | −$139,992.03 | 130 | Direct | |
| Mar 21, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Mar 21, 2023 | Common Stock | SSaleDisposed | −3,114 | $221.15F9 | −$688,661.1 | 5,016 | Direct | |
| Mar 21, 2023 | Common Stock | SSaleDisposed | −963 | $221.89F10 | −$213,680.07 | 4,053 | Direct | |
| Mar 21, 2023 | Common Stock | SSaleDisposed | −334 | $223.26F11 | −$74,568.84 | 3,719 | Direct | |
| Mar 21, 2023 | Common Stock | SSaleDisposed | −359 | $224.00F12 | −$80,416 | 3,360 | Direct | |
| Mar 21, 2023 | Common Stock | SSaleDisposed | −468 | $225.46F13 | −$105,515.28 | 2,892 | Direct | |
| Mar 21, 2023 | Common Stock | SSaleDisposed | −1,077 | $226.69F14 | −$244,145.13 | 1,815 | Direct | |
| Mar 21, 2023 | Common Stock | SSaleDisposed | −1,465 | $227.66F15 | −$333,521.9 | 350 | Direct | |
| Mar 21, 2023 | Common Stock | SSaleDisposed | −220 | $228.41 | −$50,250.2 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 240,000 | Direct | |
| Mar 21, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 232,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $219.04 to $219.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $220.065 to $220.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $221.16 to $222.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $222.22 to $223.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $223.235 to $224.05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $224.35 to $225.215. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $225.36 to $225.47. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $220.67 to $221.655. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $221.685 to $222.505. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $222.73 to $223.71. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $223.74 to $224.49. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $225.06 to $225.77. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades at prices ranging from $226.06 to $226.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
This transaction was executed in multiple trades at prices ranging from $227.225 to $228.205. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.