Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2023/3/20 申報
- 申報編號
- 0001415889-23-005217
- 申報時間
- 2023/3/20
- 交易日
- 2023/3/16-3/17
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 15 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $348.4 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/16 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/3/16 | Common Stock | S賣出處分 | −390 | $212.08F2 | −$82,711.2 | 7,740 | 直接 | |
| 2023/3/16 | Common Stock | S賣出處分 | −478 | $213.14F3 | −$101,880.92 | 7,262 | 直接 | |
| 2023/3/16 | Common Stock | S賣出處分 | −486 | $214.17F4 | −$104,086.62 | 6,776 | 直接 | |
| 2023/3/16 | Common Stock | S賣出處分 | −734 | $215.18F5 | −$157,942.12 | 6,042 | 直接 | |
| 2023/3/16 | Common Stock | S賣出處分 | −488 | $216.67F6 | −$105,734.96 | 5,554 | 直接 | |
| 2023/3/16 | Common Stock | S賣出處分 | −751 | $217.64F7 | −$163,447.64 | 4,803 | 直接 | |
| 2023/3/16 | Common Stock | S賣出處分 | −1,990 | $218.91F8 | −$435,630.9 | 2,813 | 直接 | |
| 2023/3/16 | Common Stock | S賣出處分 | −2,683 | $219.54F9 | −$589,025.82 | 130 | 直接 | |
| 2023/3/17 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/3/17 | Common Stock | S賣出處分 | −1,426 | $216.66F10 | −$308,957.16 | 6,704 | 直接 | |
| 2023/3/17 | Common Stock | S賣出處分 | −3,940 | $217.57F11 | −$857,225.8 | 2,764 | 直接 | |
| 2023/3/17 | Common Stock | S賣出處分 | −1,988 | $218.65F12 | −$434,676.2 | 776 | 直接 | |
| 2023/3/17 | Common Stock | S賣出處分 | −248 | $219.53F13 | −$54,443.44 | 528 | 直接 | |
| 2023/3/17 | Common Stock | S賣出處分 | −398 | $221.20 | −$88,037.6 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/16 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 256,000 | 直接 | |
| 2023/3/17 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 248,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $211.695 to $212.60. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $212.73 to $213.715. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $213.77 to $214.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $214.77 to $215.64. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $216.06 to $217.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $217.10 to $218.085. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $218.21 to $219.20. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $219.225 to $220.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $216.12 to $217.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $217.18 to $218.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $218.18 to $219.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $219.21 to $219.68. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。