Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Mar 20, 2023
- Accession no.
- 0001415889-23-005217
- Filed
- Mar 20, 2023
- Trade date
- Mar 16-17, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 15 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.48M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 16, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Mar 16, 2023 | Common Stock | SSaleDisposed | −390 | $212.08F2 | −$82,711.2 | 7,740 | Direct | |
| Mar 16, 2023 | Common Stock | SSaleDisposed | −478 | $213.14F3 | −$101,880.92 | 7,262 | Direct | |
| Mar 16, 2023 | Common Stock | SSaleDisposed | −486 | $214.17F4 | −$104,086.62 | 6,776 | Direct | |
| Mar 16, 2023 | Common Stock | SSaleDisposed | −734 | $215.18F5 | −$157,942.12 | 6,042 | Direct | |
| Mar 16, 2023 | Common Stock | SSaleDisposed | −488 | $216.67F6 | −$105,734.96 | 5,554 | Direct | |
| Mar 16, 2023 | Common Stock | SSaleDisposed | −751 | $217.64F7 | −$163,447.64 | 4,803 | Direct | |
| Mar 16, 2023 | Common Stock | SSaleDisposed | −1,990 | $218.91F8 | −$435,630.9 | 2,813 | Direct | |
| Mar 16, 2023 | Common Stock | SSaleDisposed | −2,683 | $219.54F9 | −$589,025.82 | 130 | Direct | |
| Mar 17, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Mar 17, 2023 | Common Stock | SSaleDisposed | −1,426 | $216.66F10 | −$308,957.16 | 6,704 | Direct | |
| Mar 17, 2023 | Common Stock | SSaleDisposed | −3,940 | $217.57F11 | −$857,225.8 | 2,764 | Direct | |
| Mar 17, 2023 | Common Stock | SSaleDisposed | −1,988 | $218.65F12 | −$434,676.2 | 776 | Direct | |
| Mar 17, 2023 | Common Stock | SSaleDisposed | −248 | $219.53F13 | −$54,443.44 | 528 | Direct | |
| Mar 17, 2023 | Common Stock | SSaleDisposed | −398 | $221.20 | −$88,037.6 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 16, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 256,000 | Direct | |
| Mar 17, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 248,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $211.695 to $212.60. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $212.73 to $213.715. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $213.77 to $214.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $214.77 to $215.64. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $216.06 to $217.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $217.10 to $218.085. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $218.21 to $219.20. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $219.225 to $220.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $216.12 to $217.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $217.18 to $218.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $218.18 to $219.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $219.21 to $219.68. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.