Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2023/3/14 申報
- 申報編號
- 0001415889-23-004837
- 申報時間
- 2023/3/14
- 交易日
- 2023/3/10-3/13
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 17 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $364.5 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/10 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/3/10 | Common Stock | S賣出處分 | −53 | $225.29 | −$11,940.37 | 8,077 | 直接 | |
| 2023/3/10 | Common Stock | S賣出處分 | −1,350 | $226.80F2 | −$306,180 | 6,727 | 直接 | |
| 2023/3/10 | Common Stock | S賣出處分 | −2,264 | $228.08F3 | −$516,373.12 | 4,463 | 直接 | |
| 2023/3/10 | Common Stock | S賣出處分 | −2,126 | $228.85F4 | −$486,535.1 | 2,337 | 直接 | |
| 2023/3/10 | Common Stock | S賣出處分 | −1,863 | $230.01F5 | −$428,508.63 | 474 | 直接 | |
| 2023/3/10 | Common Stock | S賣出處分 | −344 | $230.63F6 | −$79,336.72 | 130 | 直接 | |
| 2023/3/13 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/3/13 | Common Stock | S賣出處分 | −2,793 | $224.55F7 | −$627,168.15 | 5,337 | 直接 | |
| 2023/3/13 | Common Stock | S賣出處分 | −1,395 | $225.46F8 | −$314,516.7 | 3,942 | 直接 | |
| 2023/3/13 | Common Stock | S賣出處分 | −755 | $226.52F9 | −$171,022.6 | 3,187 | 直接 | |
| 2023/3/13 | Common Stock | S賣出處分 | −158 | $227.54F10 | −$35,951.32 | 3,029 | 直接 | |
| 2023/3/13 | Common Stock | S賣出處分 | −302 | $228.88F11 | −$69,121.76 | 2,727 | 直接 | |
| 2023/3/13 | Common Stock | S賣出處分 | −1,479 | $229.80F12 | −$339,874.2 | 1,248 | 直接 | |
| 2023/3/13 | Common Stock | S賣出處分 | −426 | $230.71F13 | −$98,282.46 | 822 | 直接 | |
| 2023/3/13 | Common Stock | S賣出處分 | −446 | $231.81F14 | −$103,387.26 | 376 | 直接 | |
| 2023/3/13 | Common Stock | S賣出處分 | −246 | $232.78F15 | −$57,263.88 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/10 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 288,000 | 直接 | |
| 2023/3/13 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 280,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $226.365 to $227.295. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $227.45 to $228.44. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $228.515 to $229.37. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $229.52 to $230.50. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $230.54 to $230.725. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $224.03 to $225.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $225.065 to $226.05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $226.065 to $227.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $227.25 to $227.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $228.32 to $229.245. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $229.325 to $230.285. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $230.355 to $231.105. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $231.52 to $232.265. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This transaction was executed in multiple trades at prices ranging from $232.53 to $233.07. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。