Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Mar 14, 2023
- Accession no.
- 0001415889-23-004837
- Filed
- Mar 14, 2023
- Trade date
- Mar 10-13, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 17 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.65M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Mar 10, 2023 | Common Stock | SSaleDisposed | −53 | $225.29 | −$11,940.37 | 8,077 | Direct | |
| Mar 10, 2023 | Common Stock | SSaleDisposed | −1,350 | $226.80F2 | −$306,180 | 6,727 | Direct | |
| Mar 10, 2023 | Common Stock | SSaleDisposed | −2,264 | $228.08F3 | −$516,373.12 | 4,463 | Direct | |
| Mar 10, 2023 | Common Stock | SSaleDisposed | −2,126 | $228.85F4 | −$486,535.1 | 2,337 | Direct | |
| Mar 10, 2023 | Common Stock | SSaleDisposed | −1,863 | $230.01F5 | −$428,508.63 | 474 | Direct | |
| Mar 10, 2023 | Common Stock | SSaleDisposed | −344 | $230.63F6 | −$79,336.72 | 130 | Direct | |
| Mar 13, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Mar 13, 2023 | Common Stock | SSaleDisposed | −2,793 | $224.55F7 | −$627,168.15 | 5,337 | Direct | |
| Mar 13, 2023 | Common Stock | SSaleDisposed | −1,395 | $225.46F8 | −$314,516.7 | 3,942 | Direct | |
| Mar 13, 2023 | Common Stock | SSaleDisposed | −755 | $226.52F9 | −$171,022.6 | 3,187 | Direct | |
| Mar 13, 2023 | Common Stock | SSaleDisposed | −158 | $227.54F10 | −$35,951.32 | 3,029 | Direct | |
| Mar 13, 2023 | Common Stock | SSaleDisposed | −302 | $228.88F11 | −$69,121.76 | 2,727 | Direct | |
| Mar 13, 2023 | Common Stock | SSaleDisposed | −1,479 | $229.80F12 | −$339,874.2 | 1,248 | Direct | |
| Mar 13, 2023 | Common Stock | SSaleDisposed | −426 | $230.71F13 | −$98,282.46 | 822 | Direct | |
| Mar 13, 2023 | Common Stock | SSaleDisposed | −446 | $231.81F14 | −$103,387.26 | 376 | Direct | |
| Mar 13, 2023 | Common Stock | SSaleDisposed | −246 | $232.78F15 | −$57,263.88 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 288,000 | Direct | |
| Mar 13, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 280,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $226.365 to $227.295. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $227.45 to $228.44. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $228.515 to $229.37. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $229.52 to $230.50. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $230.54 to $230.725. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $224.03 to $225.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $225.065 to $226.05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $226.065 to $227.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $227.25 to $227.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $228.32 to $229.245. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $229.325 to $230.285. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $230.355 to $231.105. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades at prices ranging from $231.52 to $232.265. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
This transaction was executed in multiple trades at prices ranging from $232.53 to $233.07. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.