Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2023/3/10 申報
- 申報編號
- 0001415889-23-004678
- 申報時間
- 2023/3/10
- 交易日
- 2023/3/8-3/9
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 21 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $359.5 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/8 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/3/8 | Common Stock | S賣出處分 | −636 | $222.05F2 | −$141,223.8 | 7,494 | 直接 | |
| 2023/3/8 | Common Stock | S賣出處分 | −1,235 | $223.24F3 | −$275,701.4 | 6,259 | 直接 | |
| 2023/3/8 | Common Stock | S賣出處分 | −1,130 | $224.09F4 | −$253,221.7 | 5,129 | 直接 | |
| 2023/3/8 | Common Stock | S賣出處分 | −246 | $224.74F5 | −$55,286.04 | 4,883 | 直接 | |
| 2023/3/8 | Common Stock | S賣出處分 | −688 | $226.39F6 | −$155,756.32 | 4,195 | 直接 | |
| 2023/3/8 | Common Stock | S賣出處分 | −874 | $227.83F7 | −$199,123.42 | 3,321 | 直接 | |
| 2023/3/8 | Common Stock | S賣出處分 | −1,144 | $228.93F8 | −$261,895.92 | 2,177 | 直接 | |
| 2023/3/8 | Common Stock | S賣出處分 | −1,226 | $229.60F9 | −$281,489.6 | 951 | 直接 | |
| 2023/3/8 | Common Stock | S賣出處分 | −256 | $230.48F10 | −$59,002.88 | 695 | 直接 | |
| 2023/3/8 | Common Stock | S賣出處分 | −318 | $232.49F11 | −$73,931.82 | 377 | 直接 | |
| 2023/3/8 | Common Stock | S賣出處分 | −190 | $233.23F12 | −$44,313.7 | 187 | 直接 | |
| 2023/3/8 | Common Stock | S賣出處分 | −57 | $235.99 | −$13,451.43 | 130 | 直接 | |
| 2023/3/9 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/3/9 | Common Stock | S賣出處分 | −353 | $219.19F13 | −$77,374.07 | 7,777 | 直接 | |
| 2023/3/9 | Common Stock | S賣出處分 | −910 | $220.20F14 | −$200,382 | 6,867 | 直接 | |
| 2023/3/9 | Common Stock | S賣出處分 | −1,302 | $221.39F15 | −$288,249.78 | 5,565 | 直接 | |
| 2023/3/9 | Common Stock | S賣出處分 | −1,501 | $222.42F16 | −$333,852.42 | 4,064 | 直接 | |
| 2023/3/9 | Common Stock | S賣出處分 | −2,092 | $223.55F17 | −$467,666.6 | 1,972 | 直接 | |
| 2023/3/9 | Common Stock | S賣出處分 | −1,460 | $224.31F18 | −$327,492.6 | 512 | 直接 | |
| 2023/3/9 | Common Stock | S賣出處分 | −382 | $225.24F19 | −$86,041.68 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/8 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 304,000 | 直接 | |
| 2023/3/9 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 296,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $221.585 to $222.48. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $222.60 to $223.54. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $223.61 to $224.57. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $224.61 to $224.745. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $226.03 to $226.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $227.28 to $228.21. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $228.28 to $229.25. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $229.29 to $230.20. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $230.295 to $231.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $231.96 to $232.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $233.015 to $233.855. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $218.62 to $219.525. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $219.755 to $220.625. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This transaction was executed in multiple trades at prices ranging from $220.86 to $221.81. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F16
This transaction was executed in multiple trades at prices ranging from $221.91 to $222.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F17
This transaction was executed in multiple trades at prices ranging from $222.92 to $223.84. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F18
This transaction was executed in multiple trades at prices ranging from $223.955 to $224.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F19
This transaction was executed in multiple trades at prices ranging from $225.05 to $225.40. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。