Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Mar 10, 2023
- Accession no.
- 0001415889-23-004678
- Filed
- Mar 10, 2023
- Trade date
- Mar 8-9, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 21 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.60M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Mar 8, 2023 | Common Stock | SSaleDisposed | −636 | $222.05F2 | −$141,223.8 | 7,494 | Direct | |
| Mar 8, 2023 | Common Stock | SSaleDisposed | −1,235 | $223.24F3 | −$275,701.4 | 6,259 | Direct | |
| Mar 8, 2023 | Common Stock | SSaleDisposed | −1,130 | $224.09F4 | −$253,221.7 | 5,129 | Direct | |
| Mar 8, 2023 | Common Stock | SSaleDisposed | −246 | $224.74F5 | −$55,286.04 | 4,883 | Direct | |
| Mar 8, 2023 | Common Stock | SSaleDisposed | −688 | $226.39F6 | −$155,756.32 | 4,195 | Direct | |
| Mar 8, 2023 | Common Stock | SSaleDisposed | −874 | $227.83F7 | −$199,123.42 | 3,321 | Direct | |
| Mar 8, 2023 | Common Stock | SSaleDisposed | −1,144 | $228.93F8 | −$261,895.92 | 2,177 | Direct | |
| Mar 8, 2023 | Common Stock | SSaleDisposed | −1,226 | $229.60F9 | −$281,489.6 | 951 | Direct | |
| Mar 8, 2023 | Common Stock | SSaleDisposed | −256 | $230.48F10 | −$59,002.88 | 695 | Direct | |
| Mar 8, 2023 | Common Stock | SSaleDisposed | −318 | $232.49F11 | −$73,931.82 | 377 | Direct | |
| Mar 8, 2023 | Common Stock | SSaleDisposed | −190 | $233.23F12 | −$44,313.7 | 187 | Direct | |
| Mar 8, 2023 | Common Stock | SSaleDisposed | −57 | $235.99 | −$13,451.43 | 130 | Direct | |
| Mar 9, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Mar 9, 2023 | Common Stock | SSaleDisposed | −353 | $219.19F13 | −$77,374.07 | 7,777 | Direct | |
| Mar 9, 2023 | Common Stock | SSaleDisposed | −910 | $220.20F14 | −$200,382 | 6,867 | Direct | |
| Mar 9, 2023 | Common Stock | SSaleDisposed | −1,302 | $221.39F15 | −$288,249.78 | 5,565 | Direct | |
| Mar 9, 2023 | Common Stock | SSaleDisposed | −1,501 | $222.42F16 | −$333,852.42 | 4,064 | Direct | |
| Mar 9, 2023 | Common Stock | SSaleDisposed | −2,092 | $223.55F17 | −$467,666.6 | 1,972 | Direct | |
| Mar 9, 2023 | Common Stock | SSaleDisposed | −1,460 | $224.31F18 | −$327,492.6 | 512 | Direct | |
| Mar 9, 2023 | Common Stock | SSaleDisposed | −382 | $225.24F19 | −$86,041.68 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 304,000 | Direct | |
| Mar 9, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 296,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $221.585 to $222.48. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $222.60 to $223.54. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $223.61 to $224.57. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $224.61 to $224.745. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $226.03 to $226.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $227.28 to $228.21. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $228.28 to $229.25. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $229.29 to $230.20. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $230.295 to $231.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $231.96 to $232.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $233.015 to $233.855. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $218.62 to $219.525. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades at prices ranging from $219.755 to $220.625. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
This transaction was executed in multiple trades at prices ranging from $220.86 to $221.81. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F16
This transaction was executed in multiple trades at prices ranging from $221.91 to $222.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F17
This transaction was executed in multiple trades at prices ranging from $222.92 to $223.84. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F18
This transaction was executed in multiple trades at prices ranging from $223.955 to $224.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F19
This transaction was executed in multiple trades at prices ranging from $225.05 to $225.40. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.