Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2023/3/8 申報
- 申報編號
- 0001415889-23-004494
- 申報時間
- 2023/3/8
- 交易日
- 2023/3/6-3/7
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 17 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $389.1 萬。交易後 2 天申報。
這份申報後來被修正申報 0001415889-23-004671（2023/3/10）取代，網站的交易表改用修正後的版本。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/6 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/3/6 | Common Stock | S賣出處分 | −1,087 | $246.12F2 | −$267,532.44 | 7,043 | 直接 | |
| 2023/3/6 | Common Stock | S賣出處分 | −4,383 | $247.10F3 | −$1,083,039.3 | 2,660 | 直接 | |
| 2023/3/6 | Common Stock | S賣出處分 | −2,349 | $248.04F4 | −$582,645.96 | 311 | 直接 | |
| 2023/3/6 | Common Stock | S賣出處分 | −181 | $248.65F5 | −$45,005.65 | 130 | 直接 | |
| 2023/3/7 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/3/7 | Common Stock | S賣出處分 | −2,170 | $237.01F6 | −$514,311.7 | 5,951 | 直接 | |
| 2023/3/7 | Common Stock | S賣出處分 | −2,718 | $238.03F7 | −$646,965.54 | 3,233 | 直接 | |
| 2023/3/7 | Common Stock | S賣出處分 | −693 | $239.18F8 | −$165,751.74 | 2,540 | 直接 | |
| 2023/3/7 | Common Stock | S賣出處分 | −1,009 | $240.28F9 | −$242,442.52 | 1,531 | 直接 | |
| 2023/3/7 | Common Stock | S賣出處分 | −253 | $240.85F10 | −$60,935.05 | 1,278 | 直接 | |
| 2023/3/7 | Common Stock | S賣出處分 | −109 | $242.13F11 | −$26,392.17 | 1,169 | 直接 | |
| 2023/3/7 | Common Stock | S賣出處分 | −252 | $243.42F12 | −$61,341.84 | 917 | 直接 | |
| 2023/3/7 | Common Stock | S賣出處分 | −469 | $244.56F13 | −$114,698.64 | 448 | 直接 | |
| 2023/3/7 | Common Stock | S賣出處分 | −265 | $245.36F14 | −$65,020.4 | 183 | 直接 | |
| 2023/3/7 | Common Stock | S賣出處分 | −6 | $246.55 | −$1,479.3 | 177 | 直接 | |
| 2023/3/7 | Common Stock | S賣出處分 | −56 | $248.03 | −$13,889.68 | 121 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/6 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 320,000 | 直接 | |
| 2023/3/7 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 312,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $245.52 to $246.50. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $246.58 to $247.505. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $247.60 to $248.45. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $248.62 to $248.71. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $236.56 to $237.55. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $237.61 to $238.57. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $238.61 to $239.57. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $239.685 to $240.64. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $240.71 to $241.21. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $241.785 to $242.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $242.905 to $243.71. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $244.10 to $244.965. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $245.11 to $245.72. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。