Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Mar 8, 2023
- Accession no.
- 0001415889-23-004494
- Filed
- Mar 8, 2023
- Trade date
- Mar 6-7, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 17 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.89M. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0001415889-23-004671 (Mar 10, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 6, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Mar 6, 2023 | Common Stock | SSaleDisposed | −1,087 | $246.12F2 | −$267,532.44 | 7,043 | Direct | |
| Mar 6, 2023 | Common Stock | SSaleDisposed | −4,383 | $247.10F3 | −$1,083,039.3 | 2,660 | Direct | |
| Mar 6, 2023 | Common Stock | SSaleDisposed | −2,349 | $248.04F4 | −$582,645.96 | 311 | Direct | |
| Mar 6, 2023 | Common Stock | SSaleDisposed | −181 | $248.65F5 | −$45,005.65 | 130 | Direct | |
| Mar 7, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Mar 7, 2023 | Common Stock | SSaleDisposed | −2,170 | $237.01F6 | −$514,311.7 | 5,951 | Direct | |
| Mar 7, 2023 | Common Stock | SSaleDisposed | −2,718 | $238.03F7 | −$646,965.54 | 3,233 | Direct | |
| Mar 7, 2023 | Common Stock | SSaleDisposed | −693 | $239.18F8 | −$165,751.74 | 2,540 | Direct | |
| Mar 7, 2023 | Common Stock | SSaleDisposed | −1,009 | $240.28F9 | −$242,442.52 | 1,531 | Direct | |
| Mar 7, 2023 | Common Stock | SSaleDisposed | −253 | $240.85F10 | −$60,935.05 | 1,278 | Direct | |
| Mar 7, 2023 | Common Stock | SSaleDisposed | −109 | $242.13F11 | −$26,392.17 | 1,169 | Direct | |
| Mar 7, 2023 | Common Stock | SSaleDisposed | −252 | $243.42F12 | −$61,341.84 | 917 | Direct | |
| Mar 7, 2023 | Common Stock | SSaleDisposed | −469 | $244.56F13 | −$114,698.64 | 448 | Direct | |
| Mar 7, 2023 | Common Stock | SSaleDisposed | −265 | $245.36F14 | −$65,020.4 | 183 | Direct | |
| Mar 7, 2023 | Common Stock | SSaleDisposed | −6 | $246.55 | −$1,479.3 | 177 | Direct | |
| Mar 7, 2023 | Common Stock | SSaleDisposed | −56 | $248.03 | −$13,889.68 | 121 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 6, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 320,000 | Direct | |
| Mar 7, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 312,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $245.52 to $246.50. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $246.58 to $247.505. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $247.60 to $248.45. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $248.62 to $248.71. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $236.56 to $237.55. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $237.61 to $238.57. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $238.61 to $239.57. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $239.685 to $240.64. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $240.71 to $241.21. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $241.785 to $242.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $242.905 to $243.71. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $244.10 to $244.965. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades at prices ranging from $245.11 to $245.72. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.