Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2023/2/22 申報
- 申報編號
- 0001415889-23-002986
- 申報時間
- 2023/2/22
- 交易日
- 2023/2/17-2/21
- 申報延遲
- 5 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 15 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $407.6 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/17 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/2/17 | Common Stock | S賣出處分 | −309 | $249.80F2 | −$77,188.2 | 7,821 | 直接 | |
| 2023/2/17 | Common Stock | S賣出處分 | −474 | $250.71F3 | −$118,836.54 | 7,347 | 直接 | |
| 2023/2/17 | Common Stock | S賣出處分 | −1,012 | $251.78F4 | −$254,801.36 | 6,335 | 直接 | |
| 2023/2/17 | Common Stock | S賣出處分 | −2,148 | $252.58F5 | −$542,541.84 | 4,187 | 直接 | |
| 2023/2/17 | Common Stock | S賣出處分 | −915 | $253.65F6 | −$232,089.75 | 3,272 | 直接 | |
| 2023/2/17 | Common Stock | S賣出處分 | −2,167 | $254.74F7 | −$552,021.58 | 1,105 | 直接 | |
| 2023/2/17 | Common Stock | S賣出處分 | −975 | $255.50F8 | −$249,112.5 | 130 | 直接 | |
| 2023/2/21 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/2/21 | Common Stock | S賣出處分 | −507 | $254.59F9 | −$129,077.13 | 7,623 | 直接 | |
| 2023/2/21 | Common Stock | S賣出處分 | −2,889 | $255.38F10 | −$737,792.82 | 4,734 | 直接 | |
| 2023/2/21 | Common Stock | S賣出處分 | −2,807 | $256.28F11 | −$719,377.96 | 1,927 | 直接 | |
| 2023/2/21 | Common Stock | S賣出處分 | −1,229 | $257.29F12 | −$316,209.41 | 698 | 直接 | |
| 2023/2/21 | Common Stock | S賣出處分 | −549 | $258.45F13 | −$141,889.05 | 149 | 直接 | |
| 2023/2/21 | Common Stock | S賣出處分 | −19 | $259.16 | −$4,924.04 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/17 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 400,000 | 直接 | |
| 2023/2/21 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 392,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $248.955 to $249.91. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $250.09 to $251.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $251.16 to $252.115. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $252.185 to $253.165. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $253.205 to $254.20. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $254.23 to $255.18. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $255.275 to $256.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $253.89 to $254.885. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $254.895 to $255.89. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $255.905 to $256.895. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $256.96 to $257.74. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $258.035 to $258.82. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。