Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Feb 22, 2023
- Accession no.
- 0001415889-23-002986
- Filed
- Feb 22, 2023
- Trade date
- Feb 17-21, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.08M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Feb 17, 2023 | Common Stock | SSaleDisposed | −309 | $249.80F2 | −$77,188.2 | 7,821 | Direct | |
| Feb 17, 2023 | Common Stock | SSaleDisposed | −474 | $250.71F3 | −$118,836.54 | 7,347 | Direct | |
| Feb 17, 2023 | Common Stock | SSaleDisposed | −1,012 | $251.78F4 | −$254,801.36 | 6,335 | Direct | |
| Feb 17, 2023 | Common Stock | SSaleDisposed | −2,148 | $252.58F5 | −$542,541.84 | 4,187 | Direct | |
| Feb 17, 2023 | Common Stock | SSaleDisposed | −915 | $253.65F6 | −$232,089.75 | 3,272 | Direct | |
| Feb 17, 2023 | Common Stock | SSaleDisposed | −2,167 | $254.74F7 | −$552,021.58 | 1,105 | Direct | |
| Feb 17, 2023 | Common Stock | SSaleDisposed | −975 | $255.50F8 | −$249,112.5 | 130 | Direct | |
| Feb 21, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Feb 21, 2023 | Common Stock | SSaleDisposed | −507 | $254.59F9 | −$129,077.13 | 7,623 | Direct | |
| Feb 21, 2023 | Common Stock | SSaleDisposed | −2,889 | $255.38F10 | −$737,792.82 | 4,734 | Direct | |
| Feb 21, 2023 | Common Stock | SSaleDisposed | −2,807 | $256.28F11 | −$719,377.96 | 1,927 | Direct | |
| Feb 21, 2023 | Common Stock | SSaleDisposed | −1,229 | $257.29F12 | −$316,209.41 | 698 | Direct | |
| Feb 21, 2023 | Common Stock | SSaleDisposed | −549 | $258.45F13 | −$141,889.05 | 149 | Direct | |
| Feb 21, 2023 | Common Stock | SSaleDisposed | −19 | $259.16 | −$4,924.04 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 400,000 | Direct | |
| Feb 21, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 392,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $248.955 to $249.91. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $250.09 to $251.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $251.16 to $252.115. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $252.185 to $253.165. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $253.205 to $254.20. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $254.23 to $255.18. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $255.275 to $256.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $253.89 to $254.885. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $254.895 to $255.89. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $255.905 to $256.895. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $256.96 to $257.74. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $258.035 to $258.82. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.