Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2023/2/7 申報
- 申報編號
- 0001415889-23-002086
- 申報時間
- 2023/2/7
- 交易日
- 2023/2/3-2/6
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 20 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $409.7 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/3 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/2/3 | Common Stock | S賣出處分 | −1,527 | $252.91F2 | −$386,193.57 | 6,603 | 直接 | |
| 2023/2/3 | Common Stock | S賣出處分 | −2,154 | $254.09F3 | −$547,309.86 | 4,449 | 直接 | |
| 2023/2/3 | Common Stock | S賣出處分 | −2,014 | $255.20F4 | −$513,972.8 | 2,435 | 直接 | |
| 2023/2/3 | Common Stock | S賣出處分 | −367 | $255.91F5 | −$93,918.97 | 2,068 | 直接 | |
| 2023/2/3 | Common Stock | S賣出處分 | −964 | $257.37F6 | −$248,104.68 | 1,104 | 直接 | |
| 2023/2/3 | Common Stock | S賣出處分 | −229 | $258.51F7 | −$59,198.79 | 875 | 直接 | |
| 2023/2/3 | Common Stock | S賣出處分 | −341 | $259.36F8 | −$88,441.76 | 534 | 直接 | |
| 2023/2/3 | Common Stock | S賣出處分 | −299 | $260.81F9 | −$77,982.19 | 235 | 直接 | |
| 2023/2/3 | Common Stock | S賣出處分 | −5 | $261.60F10 | −$1,308 | 230 | 直接 | |
| 2023/2/3 | Common Stock | S賣出處分 | −100 | $262.70 | −$26,270 | 130 | 直接 | |
| 2023/2/6 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/2/6 | Common Stock | S賣出處分 | −231 | $253.42F11 | −$58,540.02 | 7,899 | 直接 | |
| 2023/2/6 | Common Stock | S賣出處分 | −725 | $254.68F12 | −$184,643 | 7,174 | 直接 | |
| 2023/2/6 | Common Stock | S賣出處分 | −2,238 | $255.25F13 | −$571,249.5 | 4,936 | 直接 | |
| 2023/2/6 | Common Stock | S賣出處分 | −1,575 | $256.63F14 | −$404,192.25 | 3,361 | 直接 | |
| 2023/2/6 | Common Stock | S賣出處分 | −1,124 | $257.29F15 | −$289,193.96 | 2,237 | 直接 | |
| 2023/2/6 | Common Stock | S賣出處分 | −931 | $258.50F16 | −$240,663.5 | 1,306 | 直接 | |
| 2023/2/6 | Common Stock | S賣出處分 | −1,059 | $259.62F17 | −$274,937.58 | 247 | 直接 | |
| 2023/2/6 | Common Stock | S賣出處分 | −117 | $260.55F18 | −$30,484.35 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/3 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 480,000 | 直接 | |
| 2023/2/6 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 472,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $252.57 to $253.38. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $253.58 to $254.57. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $254.685 to $255.60. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $255.715 to $256.255. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $256.93 to $257.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $257.965 to $258.785. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $259.05 to $259.985. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $260.24 to $261.185. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $261.52 to $261.915. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $252.80 to $253.785. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $253.925 to $254.915. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $254.93 to $255.875. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $256.00 to $256.985. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This transaction was executed in multiple trades at prices ranging from $257.005 to $257.86. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F16
This transaction was executed in multiple trades at prices ranging from $258.075 to $258.97. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F17
This transaction was executed in multiple trades at prices ranging from $258.185 to $260.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F18
This transaction was executed in multiple trades at prices ranging from $260.315 to $260.77. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。