Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Feb 7, 2023
- Accession no.
- 0001415889-23-002086
- Filed
- Feb 7, 2023
- Trade date
- Feb 3-6, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 20 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.10M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −1,527 | $252.91F2 | −$386,193.57 | 6,603 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −2,154 | $254.09F3 | −$547,309.86 | 4,449 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −2,014 | $255.20F4 | −$513,972.8 | 2,435 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −367 | $255.91F5 | −$93,918.97 | 2,068 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −964 | $257.37F6 | −$248,104.68 | 1,104 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −229 | $258.51F7 | −$59,198.79 | 875 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −341 | $259.36F8 | −$88,441.76 | 534 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −299 | $260.81F9 | −$77,982.19 | 235 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −5 | $261.60F10 | −$1,308 | 230 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −100 | $262.70 | −$26,270 | 130 | Direct | |
| Feb 6, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Feb 6, 2023 | Common Stock | SSaleDisposed | −231 | $253.42F11 | −$58,540.02 | 7,899 | Direct | |
| Feb 6, 2023 | Common Stock | SSaleDisposed | −725 | $254.68F12 | −$184,643 | 7,174 | Direct | |
| Feb 6, 2023 | Common Stock | SSaleDisposed | −2,238 | $255.25F13 | −$571,249.5 | 4,936 | Direct | |
| Feb 6, 2023 | Common Stock | SSaleDisposed | −1,575 | $256.63F14 | −$404,192.25 | 3,361 | Direct | |
| Feb 6, 2023 | Common Stock | SSaleDisposed | −1,124 | $257.29F15 | −$289,193.96 | 2,237 | Direct | |
| Feb 6, 2023 | Common Stock | SSaleDisposed | −931 | $258.50F16 | −$240,663.5 | 1,306 | Direct | |
| Feb 6, 2023 | Common Stock | SSaleDisposed | −1,059 | $259.62F17 | −$274,937.58 | 247 | Direct | |
| Feb 6, 2023 | Common Stock | SSaleDisposed | −117 | $260.55F18 | −$30,484.35 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 480,000 | Direct | |
| Feb 6, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 472,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $252.57 to $253.38. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $253.58 to $254.57. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $254.685 to $255.60. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $255.715 to $256.255. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $256.93 to $257.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $257.965 to $258.785. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $259.05 to $259.985. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $260.24 to $261.185. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $261.52 to $261.915. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $252.80 to $253.785. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $253.925 to $254.915. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $254.93 to $255.875. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades at prices ranging from $256.00 to $256.985. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
This transaction was executed in multiple trades at prices ranging from $257.005 to $257.86. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F16
This transaction was executed in multiple trades at prices ranging from $258.075 to $258.97. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F17
This transaction was executed in multiple trades at prices ranging from $258.185 to $260.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F18
This transaction was executed in multiple trades at prices ranging from $260.315 to $260.77. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.