Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2023/1/26 申報
- 申報編號
- 0001415889-23-001462
- 申報時間
- 2023/1/26
- 交易日
- 2023/1/24-1/25
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 11 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $419.0 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/24 | Common Stock | M行使選擇權處分 | −8,000 | $113.08 | −$904,640 | 8,130 | 直接 | |
| 2023/1/24 | Common Stock | S賣出處分 | −305 | $257.61F2 | −$78,571.05 | 7,825 | 直接 | |
| 2023/1/24 | Common Stock | S賣出處分 | −2,545 | $258.64F3 | −$658,238.8 | 5,280 | 直接 | |
| 2023/1/24 | Common Stock | S賣出處分 | −2,080 | $259.80F4 | −$540,384 | 3,200 | 直接 | |
| 2023/1/24 | Common Stock | S賣出處分 | −3,070 | $260.35F5 | −$799,274.5 | 130 | 直接 | |
| 2023/1/25 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/1/25 | Common Stock | S賣出處分 | −571 | $261.20F6 | −$149,145.2 | 7,559 | 直接 | |
| 2023/1/25 | Common Stock | S賣出處分 | −203 | $261.96F7 | −$53,177.88 | 7,356 | 直接 | |
| 2023/1/25 | Common Stock | S賣出處分 | −2,380 | $263.73F8 | −$627,677.4 | 4,976 | 直接 | |
| 2023/1/25 | Common Stock | S賣出處分 | −2,916 | $264.55F9 | −$771,427.8 | 2,060 | 直接 | |
| 2023/1/25 | Common Stock | S賣出處分 | −1,930 | $265.41F10 | −$512,241.3 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/24 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 544,000 | 直接 | |
| 2023/1/25 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 536,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $256.975 to $257.65. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $258.05 to $259.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $259.08 to $260.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $260.08 to $260.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $260.63 to $261.53. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $261.80 to $262.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $263.18 to $264.165. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $264.18 to $265.135. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $265.18 to $265.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。