Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Jan 26, 2023
- Accession no.
- 0001415889-23-001462
- Filed
- Jan 26, 2023
- Trade date
- Jan 24-25, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.19M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 24, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $113.08 | −$904,640 | 8,130 | Direct | |
| Jan 24, 2023 | Common Stock | SSaleDisposed | −305 | $257.61F2 | −$78,571.05 | 7,825 | Direct | |
| Jan 24, 2023 | Common Stock | SSaleDisposed | −2,545 | $258.64F3 | −$658,238.8 | 5,280 | Direct | |
| Jan 24, 2023 | Common Stock | SSaleDisposed | −2,080 | $259.80F4 | −$540,384 | 3,200 | Direct | |
| Jan 24, 2023 | Common Stock | SSaleDisposed | −3,070 | $260.35F5 | −$799,274.5 | 130 | Direct | |
| Jan 25, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Jan 25, 2023 | Common Stock | SSaleDisposed | −571 | $261.20F6 | −$149,145.2 | 7,559 | Direct | |
| Jan 25, 2023 | Common Stock | SSaleDisposed | −203 | $261.96F7 | −$53,177.88 | 7,356 | Direct | |
| Jan 25, 2023 | Common Stock | SSaleDisposed | −2,380 | $263.73F8 | −$627,677.4 | 4,976 | Direct | |
| Jan 25, 2023 | Common Stock | SSaleDisposed | −2,916 | $264.55F9 | −$771,427.8 | 2,060 | Direct | |
| Jan 25, 2023 | Common Stock | SSaleDisposed | −1,930 | $265.41F10 | −$512,241.3 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 24, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 544,000 | Direct | |
| Jan 25, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 536,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $256.975 to $257.65. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $258.05 to $259.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $259.08 to $260.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $260.08 to $260.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $260.63 to $261.53. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $261.80 to $262.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $263.18 to $264.165. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $264.18 to $265.135. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $265.18 to $265.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.