Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2023/1/13 申報
- 申報編號
- 0001415889-23-000972
- 申報時間
- 2023/1/13
- 交易日
- 2023/1/11-1/12
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 14 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $418.9 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/11 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/1/11 | Common Stock | S賣出處分 | −1,849 | $258.60F2 | −$478,151.4 | 6,281 | 直接 | |
| 2023/1/11 | Common Stock | S賣出處分 | −1,355 | $259.31F3 | −$351,365.05 | 4,926 | 直接 | |
| 2023/1/11 | Common Stock | S賣出處分 | −326 | $261.72F4 | −$85,320.72 | 4,600 | 直接 | |
| 2023/1/11 | Common Stock | S賣出處分 | −1,730 | $262.91F5 | −$454,834.3 | 2,870 | 直接 | |
| 2023/1/11 | Common Stock | S賣出處分 | −1,396 | $263.65F6 | −$368,055.4 | 1,474 | 直接 | |
| 2023/1/11 | Common Stock | S賣出處分 | −824 | $264.63F7 | −$218,055.12 | 650 | 直接 | |
| 2023/1/11 | Common Stock | S賣出處分 | −520 | $260.33F8 | −$135,371.6 | 130 | 直接 | |
| 2023/1/12 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/1/12 | Common Stock | S賣出處分 | −339 | $259.99F9 | −$88,136.61 | 7,791 | 直接 | |
| 2023/1/12 | Common Stock | S賣出處分 | −3,223 | $261.47F10 | −$842,717.81 | 4,568 | 直接 | |
| 2023/1/12 | Common Stock | S賣出處分 | −2,662 | $262.66F11 | −$699,200.92 | 1,906 | 直接 | |
| 2023/1/12 | Common Stock | S賣出處分 | −1,644 | $263.45F12 | −$433,111.8 | 262 | 直接 | |
| 2023/1/12 | Common Stock | S賣出處分 | −132 | $264.25F13 | −$34,881 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/11 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 608,000 | 直接 | |
| 2023/1/12 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 600,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $257.95 to $258.925. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $258.96 to $259.91. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $261.165 to $262.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $262.23 to $263.215. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $263.26 to $264.245. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $264.31 to $265.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $260.025 to $260.845. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $259.525 to $260.26. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $261.12 to $261.97. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $262.12 to $263.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $263.135 to $264.105. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $264.195 to $264.305. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。