Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Jan 13, 2023
- Accession no.
- 0001415889-23-000972
- Filed
- Jan 13, 2023
- Trade date
- Jan 11-12, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.19M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 11, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −1,849 | $258.60F2 | −$478,151.4 | 6,281 | Direct | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −1,355 | $259.31F3 | −$351,365.05 | 4,926 | Direct | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −326 | $261.72F4 | −$85,320.72 | 4,600 | Direct | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −1,730 | $262.91F5 | −$454,834.3 | 2,870 | Direct | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −1,396 | $263.65F6 | −$368,055.4 | 1,474 | Direct | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −824 | $264.63F7 | −$218,055.12 | 650 | Direct | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −520 | $260.33F8 | −$135,371.6 | 130 | Direct | |
| Jan 12, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Jan 12, 2023 | Common Stock | SSaleDisposed | −339 | $259.99F9 | −$88,136.61 | 7,791 | Direct | |
| Jan 12, 2023 | Common Stock | SSaleDisposed | −3,223 | $261.47F10 | −$842,717.81 | 4,568 | Direct | |
| Jan 12, 2023 | Common Stock | SSaleDisposed | −2,662 | $262.66F11 | −$699,200.92 | 1,906 | Direct | |
| Jan 12, 2023 | Common Stock | SSaleDisposed | −1,644 | $263.45F12 | −$433,111.8 | 262 | Direct | |
| Jan 12, 2023 | Common Stock | SSaleDisposed | −132 | $264.25F13 | −$34,881 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 11, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 608,000 | Direct | |
| Jan 12, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 600,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $257.95 to $258.925. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $258.96 to $259.91. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $261.165 to $262.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $262.23 to $263.215. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $263.26 to $264.245. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $264.31 to $265.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $260.025 to $260.845. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $259.525 to $260.26. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $261.12 to $261.97. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $262.12 to $263.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $263.135 to $264.105. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $264.195 to $264.305. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.