Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2023/1/11 申報
- 申報編號
- 0001415889-23-000815
- 申報時間
- 2023/1/11
- 交易日
- 2023/1/9-1/10
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 18 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $425.1 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/9 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/1/9 | Common Stock | S賣出處分 | −1,933 | $264.12F2 | −$510,543.96 | 6,197 | 直接 | |
| 2023/1/9 | Common Stock | S賣出處分 | −562 | $264.90F3 | −$148,873.8 | 5,635 | 直接 | |
| 2023/1/9 | Common Stock | S賣出處分 | −974 | $266.49F4 | −$259,561.26 | 4,661 | 直接 | |
| 2023/1/9 | Common Stock | S賣出處分 | −152 | $267.20F5 | −$40,614.4 | 4,509 | 直接 | |
| 2023/1/9 | Common Stock | S賣出處分 | −1,211 | $268.48F6 | −$325,129.28 | 3,298 | 直接 | |
| 2023/1/9 | Common Stock | S賣出處分 | −1,008 | $269.45F7 | −$271,605.6 | 2,290 | 直接 | |
| 2023/1/9 | Common Stock | S賣出處分 | −796 | $270.45F8 | −$215,278.2 | 1,494 | 直接 | |
| 2023/1/9 | Common Stock | S賣出處分 | −934 | $271.40F9 | −$253,487.6 | 560 | 直接 | |
| 2023/1/9 | Common Stock | S賣出處分 | −221 | $272.58F10 | −$60,240.18 | 339 | 直接 | |
| 2023/1/9 | Common Stock | S賣出處分 | −54 | $273.31F11 | −$14,758.74 | 285 | 直接 | |
| 2023/1/9 | Common Stock | S賣出處分 | −155 | $275.88F12 | −$42,761.4 | 130 | 直接 | |
| 2023/1/10 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/1/10 | Common Stock | S賣出處分 | −1,410 | $261.71F13 | −$369,011.1 | 6,720 | 直接 | |
| 2023/1/10 | Common Stock | S賣出處分 | −1,674 | $262.79F14 | −$439,910.46 | 5,046 | 直接 | |
| 2023/1/10 | Common Stock | S賣出處分 | −2,515 | $263.51F15 | −$662,727.65 | 2,531 | 直接 | |
| 2023/1/10 | Common Stock | S賣出處分 | −1,748 | $264.93F16 | −$463,097.64 | 783 | 直接 | |
| 2023/1/10 | Common Stock | S賣出處分 | −653 | $265.56F17 | −$173,410.68 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/9 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 624,000 | 直接 | |
| 2023/1/10 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 616,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $263.49 to $264.48. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $264.495 to $265.34. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $265.855 to $266.83. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $266.895 to $267.885. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $267.93 to $268.925. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $268.935 to $269.89. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $269.935 to $270.89. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $270.975 to $271.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $272.025 to $272.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $273.20 to $273.57. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $275.47 to $276.355. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $261.235 to $262.20. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $262.235 to $263.17. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This transaction was executed in multiple trades at prices ranging from $263.26 to $264.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F16
This transaction was executed in multiple trades at prices ranging from $264.26 to $265.24. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F17
This transaction was executed in multiple trades at prices ranging from $265.35 to $266.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。