Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Jan 11, 2023
- Accession no.
- 0001415889-23-000815
- Filed
- Jan 11, 2023
- Trade date
- Jan 9-10, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 18 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.25M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 9, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −1,933 | $264.12F2 | −$510,543.96 | 6,197 | Direct | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −562 | $264.90F3 | −$148,873.8 | 5,635 | Direct | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −974 | $266.49F4 | −$259,561.26 | 4,661 | Direct | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −152 | $267.20F5 | −$40,614.4 | 4,509 | Direct | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −1,211 | $268.48F6 | −$325,129.28 | 3,298 | Direct | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −1,008 | $269.45F7 | −$271,605.6 | 2,290 | Direct | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −796 | $270.45F8 | −$215,278.2 | 1,494 | Direct | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −934 | $271.40F9 | −$253,487.6 | 560 | Direct | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −221 | $272.58F10 | −$60,240.18 | 339 | Direct | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −54 | $273.31F11 | −$14,758.74 | 285 | Direct | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −155 | $275.88F12 | −$42,761.4 | 130 | Direct | |
| Jan 10, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Jan 10, 2023 | Common Stock | SSaleDisposed | −1,410 | $261.71F13 | −$369,011.1 | 6,720 | Direct | |
| Jan 10, 2023 | Common Stock | SSaleDisposed | −1,674 | $262.79F14 | −$439,910.46 | 5,046 | Direct | |
| Jan 10, 2023 | Common Stock | SSaleDisposed | −2,515 | $263.51F15 | −$662,727.65 | 2,531 | Direct | |
| Jan 10, 2023 | Common Stock | SSaleDisposed | −1,748 | $264.93F16 | −$463,097.64 | 783 | Direct | |
| Jan 10, 2023 | Common Stock | SSaleDisposed | −653 | $265.56F17 | −$173,410.68 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 9, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 624,000 | Direct | |
| Jan 10, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 616,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $263.49 to $264.48. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $264.495 to $265.34. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $265.855 to $266.83. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $266.895 to $267.885. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $267.93 to $268.925. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $268.935 to $269.89. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $269.935 to $270.89. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $270.975 to $271.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $272.025 to $272.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $273.20 to $273.57. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $275.47 to $276.355. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $261.235 to $262.20. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades at prices ranging from $262.235 to $263.17. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
This transaction was executed in multiple trades at prices ranging from $263.26 to $264.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F16
This transaction was executed in multiple trades at prices ranging from $264.26 to $265.24. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F17
This transaction was executed in multiple trades at prices ranging from $265.35 to $266.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.