Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2022/12/29 申報
- 申報編號
- 0001415889-22-013064
- 申報時間
- 2022/12/29
- 交易日
- 2022/12/27-12/28
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 14 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $438.4 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/27 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/12/27 | Common Stock | S賣出處分 | −1,459 | $272.62F2 | −$397,752.58 | 6,671 | 直接 | |
| 2022/12/27 | Common Stock | S賣出處分 | −3,776 | $273.50F3 | −$1,032,736 | 2,895 | 直接 | |
| 2022/12/27 | Common Stock | S賣出處分 | −673 | $274.22F4 | −$184,550.06 | 2,222 | 直接 | |
| 2022/12/27 | Common Stock | S賣出處分 | −691 | $275.53F5 | −$190,391.23 | 1,531 | 直接 | |
| 2022/12/27 | Common Stock | S賣出處分 | −564 | $276.29F6 | −$155,827.56 | 967 | 直接 | |
| 2022/12/27 | Common Stock | S賣出處分 | −267 | $277.81F7 | −$74,175.27 | 700 | 直接 | |
| 2022/12/27 | Common Stock | S賣出處分 | −388 | $279.17F8 | −$108,317.96 | 312 | 直接 | |
| 2022/12/27 | Common Stock | S賣出處分 | −182 | $279.97F9 | −$50,954.54 | 130 | 直接 | |
| 2022/12/28 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/12/28 | Common Stock | S賣出處分 | −1,395 | $272.53F10 | −$380,179.35 | 6,735 | 直接 | |
| 2022/12/28 | Common Stock | S賣出處分 | −3,509 | $273.51F11 | −$959,746.59 | 3,226 | 直接 | |
| 2022/12/28 | Common Stock | S賣出處分 | −2,649 | $274.31F12 | −$726,647.19 | 577 | 直接 | |
| 2022/12/28 | Common Stock | S賣出處分 | −447 | $275.35F13 | −$123,081.45 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/27 | Common Stock | M行使選擇權取得 | +8,000 | $0.00 | $0 | 688,000 | 直接 | |
| 2022/12/28 | Common Stock | M行使選擇權取得 | +8,000 | $0.00 | $0 | 680,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $271.97 to $272.965. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $272.97 to $273.945. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $273.98 to $274.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $274.985 to $275.94. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $275.985 to $276.665. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $277.72 to $277.83. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $278.81 to $279.78. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $279.82 to $280.09. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $271.955 to $272.94. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $272.97 to $273.955. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $273.97 to $274.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $275.005 to $275.725. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。