Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Dec 29, 2022
- Accession no.
- 0001415889-22-013064
- Filed
- Dec 29, 2022
- Trade date
- Dec 27-28, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.38M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Dec 27, 2022 | Common Stock | SSaleDisposed | −1,459 | $272.62F2 | −$397,752.58 | 6,671 | Direct | |
| Dec 27, 2022 | Common Stock | SSaleDisposed | −3,776 | $273.50F3 | −$1,032,736 | 2,895 | Direct | |
| Dec 27, 2022 | Common Stock | SSaleDisposed | −673 | $274.22F4 | −$184,550.06 | 2,222 | Direct | |
| Dec 27, 2022 | Common Stock | SSaleDisposed | −691 | $275.53F5 | −$190,391.23 | 1,531 | Direct | |
| Dec 27, 2022 | Common Stock | SSaleDisposed | −564 | $276.29F6 | −$155,827.56 | 967 | Direct | |
| Dec 27, 2022 | Common Stock | SSaleDisposed | −267 | $277.81F7 | −$74,175.27 | 700 | Direct | |
| Dec 27, 2022 | Common Stock | SSaleDisposed | −388 | $279.17F8 | −$108,317.96 | 312 | Direct | |
| Dec 27, 2022 | Common Stock | SSaleDisposed | −182 | $279.97F9 | −$50,954.54 | 130 | Direct | |
| Dec 28, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Dec 28, 2022 | Common Stock | SSaleDisposed | −1,395 | $272.53F10 | −$380,179.35 | 6,735 | Direct | |
| Dec 28, 2022 | Common Stock | SSaleDisposed | −3,509 | $273.51F11 | −$959,746.59 | 3,226 | Direct | |
| Dec 28, 2022 | Common Stock | SSaleDisposed | −2,649 | $274.31F12 | −$726,647.19 | 577 | Direct | |
| Dec 28, 2022 | Common Stock | SSaleDisposed | −447 | $275.35F13 | −$123,081.45 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $0.00 | $0 | 688,000 | Direct | |
| Dec 28, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $0.00 | $0 | 680,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $271.97 to $272.965. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $272.97 to $273.945. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $273.98 to $274.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $274.985 to $275.94. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $275.985 to $276.665. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $277.72 to $277.83. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $278.81 to $279.78. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $279.82 to $280.09. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $271.955 to $272.94. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $272.97 to $273.955. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $273.97 to $274.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $275.005 to $275.725. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.