Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2022/12/22 申報
- 申報編號
- 0001415889-22-012950
- 申報時間
- 2022/12/22
- 交易日
- 2022/12/20-12/21
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 14 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $437.8 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/20 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/12/20 | Common Stock | S賣出處分 | −1,270 | $269.88F2 | −$342,747.6 | 6,860 | 直接 | |
| 2022/12/20 | Common Stock | S賣出處分 | −1,041 | $271.06F3 | −$282,173.46 | 5,819 | 直接 | |
| 2022/12/20 | Common Stock | S賣出處分 | −1,958 | $271.92F4 | −$532,419.36 | 3,861 | 直接 | |
| 2022/12/20 | Common Stock | S賣出處分 | −2,301 | $273.20F5 | −$628,633.2 | 1,560 | 直接 | |
| 2022/12/20 | Common Stock | S賣出處分 | −1,430 | $273.90F6 | −$391,677 | 130 | 直接 | |
| 2022/12/21 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/12/21 | Common Stock | S賣出處分 | −440 | $272.40F7 | −$119,856 | 7,690 | 直接 | |
| 2022/12/21 | Common Stock | S賣出處分 | −2,249 | $273.46F8 | −$615,011.54 | 5,441 | 直接 | |
| 2022/12/21 | Common Stock | S賣出處分 | −979 | $274.02F9 | −$268,265.58 | 4,462 | 直接 | |
| 2022/12/21 | Common Stock | S賣出處分 | −1,236 | $275.36F10 | −$340,344.96 | 3,226 | 直接 | |
| 2022/12/21 | Common Stock | S賣出處分 | −1,995 | $276.19F11 | −$550,999.05 | 1,231 | 直接 | |
| 2022/12/21 | Common Stock | S賣出處分 | −1,101 | $277.36F12 | −$305,373.36 | 130 | 直接 | |
| 2022/12/20 | Common Stock | G贈與處分 | −7,366 | –F13 | – | 644,183 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/20 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 720,000 | 直接 | |
| 2022/12/21 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 712,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $269.455 to $270.405. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $270.57 to $271.485. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $271.61 to $272.595. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $272.615 to $273.59. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $273.60 to $274.14. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $271.72 to $272.665. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $272.81 to $273.805. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $273.845 to $274.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $274.88 to $275.86. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $275.88 to $276.77. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $276.885 to $277.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
Bona fide gift of shares to a 501(c)(3) organization.
表 I 有 1 筆交易的價格引用這則附註。