Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Dec 22, 2022
- Accession no.
- 0001415889-22-012950
- Filed
- Dec 22, 2022
- Trade date
- Dec 20-21, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.38M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Dec 20, 2022 | Common Stock | SSaleDisposed | −1,270 | $269.88F2 | −$342,747.6 | 6,860 | Direct | |
| Dec 20, 2022 | Common Stock | SSaleDisposed | −1,041 | $271.06F3 | −$282,173.46 | 5,819 | Direct | |
| Dec 20, 2022 | Common Stock | SSaleDisposed | −1,958 | $271.92F4 | −$532,419.36 | 3,861 | Direct | |
| Dec 20, 2022 | Common Stock | SSaleDisposed | −2,301 | $273.20F5 | −$628,633.2 | 1,560 | Direct | |
| Dec 20, 2022 | Common Stock | SSaleDisposed | −1,430 | $273.90F6 | −$391,677 | 130 | Direct | |
| Dec 21, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Dec 21, 2022 | Common Stock | SSaleDisposed | −440 | $272.40F7 | −$119,856 | 7,690 | Direct | |
| Dec 21, 2022 | Common Stock | SSaleDisposed | −2,249 | $273.46F8 | −$615,011.54 | 5,441 | Direct | |
| Dec 21, 2022 | Common Stock | SSaleDisposed | −979 | $274.02F9 | −$268,265.58 | 4,462 | Direct | |
| Dec 21, 2022 | Common Stock | SSaleDisposed | −1,236 | $275.36F10 | −$340,344.96 | 3,226 | Direct | |
| Dec 21, 2022 | Common Stock | SSaleDisposed | −1,995 | $276.19F11 | −$550,999.05 | 1,231 | Direct | |
| Dec 21, 2022 | Common Stock | SSaleDisposed | −1,101 | $277.36F12 | −$305,373.36 | 130 | Direct | |
| Dec 20, 2022 | Common Stock | GGiftDisposed | −7,366 | –F13 | – | 644,183 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 720,000 | Direct | |
| Dec 21, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 712,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $269.455 to $270.405. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $270.57 to $271.485. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $271.61 to $272.595. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $272.615 to $273.59. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $273.60 to $274.14. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $271.72 to $272.665. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $272.81 to $273.805. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $273.845 to $274.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $274.88 to $275.86. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $275.88 to $276.77. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $276.885 to $277.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
Bona fide gift of shares to a 501(c)(3) organization.
Referenced by the price of 1 transaction in Table I.