Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2022/12/20 申報
- 申報編號
- 0001415889-22-012852
- 申報時間
- 2022/12/20
- 交易日
- 2022/12/16-12/19
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 19 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $438.7 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/16 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/12/16 | Common Stock | S賣出處分 | −1,312 | $274.07F2 | −$359,579.84 | 6,818 | 直接 | |
| 2022/12/16 | Common Stock | S賣出處分 | −1,182 | $274.81F3 | −$324,825.42 | 5,636 | 直接 | |
| 2022/12/16 | Common Stock | S賣出處分 | −1,383 | $276.13F4 | −$381,887.79 | 4,253 | 直接 | |
| 2022/12/16 | Common Stock | S賣出處分 | −1,373 | $277.19F5 | −$380,581.87 | 2,880 | 直接 | |
| 2022/12/16 | Common Stock | S賣出處分 | −1,203 | $278.72F6 | −$335,300.16 | 1,677 | 直接 | |
| 2022/12/16 | Common Stock | S賣出處分 | −1,403 | $279.54F7 | −$392,194.62 | 274 | 直接 | |
| 2022/12/16 | Common Stock | S賣出處分 | −144 | $280.53F8 | −$40,396.32 | 130 | 直接 | |
| 2022/12/19 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/12/19 | Common Stock | S賣出處分 | −564 | $268.41F9 | −$151,383.24 | 7,566 | 直接 | |
| 2022/12/19 | Common Stock | S賣出處分 | −553 | $269.83F10 | −$149,215.99 | 7,013 | 直接 | |
| 2022/12/19 | Common Stock | S賣出處分 | −3,461 | $270.89F11 | −$937,550.29 | 3,552 | 直接 | |
| 2022/12/19 | Common Stock | S賣出處分 | −1,287 | $271.73F12 | −$349,716.51 | 2,265 | 直接 | |
| 2022/12/19 | Common Stock | S賣出處分 | −798 | $272.96F13 | −$217,822.08 | 1,467 | 直接 | |
| 2022/12/19 | Common Stock | S賣出處分 | −1,033 | $273.79F14 | −$282,825.07 | 434 | 直接 | |
| 2022/12/19 | Common Stock | S賣出處分 | −111 | $275.01F15 | −$30,526.11 | 323 | 直接 | |
| 2022/12/19 | Common Stock | S賣出處分 | −25 | $276.31F16 | −$6,907.75 | 298 | 直接 | |
| 2022/12/19 | Common Stock | S賣出處分 | −100 | $277.33 | −$27,733 | 198 | 直接 | |
| 2022/12/19 | Common Stock | S賣出處分 | −68 | $278.39 | −$18,930.52 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/16 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 752,000 | 直接 | |
| 2022/12/19 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 744,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $273.485 to $274.41. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $274.55 to $275.53. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $275.78 to $276.77. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $276.80 to $277.53. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $278.10 to $279.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $279.23 to $280.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $280.29 to $280.75. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $268.06 to $268.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $269.33 to $270.305. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $270.33 to $271.32. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $271.37 to $272.18. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $272.42 to $273.405. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $273.45 to $274.44. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This transaction was executed in multiple trades at prices ranging from $274.56 to $275.405. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F16
This transaction was executed in multiple trades at prices ranging from $275.965 to $276.69. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。