Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Dec 20, 2022
- Accession no.
- 0001415889-22-012852
- Filed
- Dec 20, 2022
- Trade date
- Dec 16-19, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 19 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.39M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Dec 16, 2022 | Common Stock | SSaleDisposed | −1,312 | $274.07F2 | −$359,579.84 | 6,818 | Direct | |
| Dec 16, 2022 | Common Stock | SSaleDisposed | −1,182 | $274.81F3 | −$324,825.42 | 5,636 | Direct | |
| Dec 16, 2022 | Common Stock | SSaleDisposed | −1,383 | $276.13F4 | −$381,887.79 | 4,253 | Direct | |
| Dec 16, 2022 | Common Stock | SSaleDisposed | −1,373 | $277.19F5 | −$380,581.87 | 2,880 | Direct | |
| Dec 16, 2022 | Common Stock | SSaleDisposed | −1,203 | $278.72F6 | −$335,300.16 | 1,677 | Direct | |
| Dec 16, 2022 | Common Stock | SSaleDisposed | −1,403 | $279.54F7 | −$392,194.62 | 274 | Direct | |
| Dec 16, 2022 | Common Stock | SSaleDisposed | −144 | $280.53F8 | −$40,396.32 | 130 | Direct | |
| Dec 19, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Dec 19, 2022 | Common Stock | SSaleDisposed | −564 | $268.41F9 | −$151,383.24 | 7,566 | Direct | |
| Dec 19, 2022 | Common Stock | SSaleDisposed | −553 | $269.83F10 | −$149,215.99 | 7,013 | Direct | |
| Dec 19, 2022 | Common Stock | SSaleDisposed | −3,461 | $270.89F11 | −$937,550.29 | 3,552 | Direct | |
| Dec 19, 2022 | Common Stock | SSaleDisposed | −1,287 | $271.73F12 | −$349,716.51 | 2,265 | Direct | |
| Dec 19, 2022 | Common Stock | SSaleDisposed | −798 | $272.96F13 | −$217,822.08 | 1,467 | Direct | |
| Dec 19, 2022 | Common Stock | SSaleDisposed | −1,033 | $273.79F14 | −$282,825.07 | 434 | Direct | |
| Dec 19, 2022 | Common Stock | SSaleDisposed | −111 | $275.01F15 | −$30,526.11 | 323 | Direct | |
| Dec 19, 2022 | Common Stock | SSaleDisposed | −25 | $276.31F16 | −$6,907.75 | 298 | Direct | |
| Dec 19, 2022 | Common Stock | SSaleDisposed | −100 | $277.33 | −$27,733 | 198 | Direct | |
| Dec 19, 2022 | Common Stock | SSaleDisposed | −68 | $278.39 | −$18,930.52 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 752,000 | Direct | |
| Dec 19, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 744,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $273.485 to $274.41. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $274.55 to $275.53. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $275.78 to $276.77. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $276.80 to $277.53. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $278.10 to $279.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $279.23 to $280.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $280.29 to $280.75. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $268.06 to $268.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $269.33 to $270.305. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $270.33 to $271.32. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $271.37 to $272.18. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $272.42 to $273.405. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades at prices ranging from $273.45 to $274.44. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
This transaction was executed in multiple trades at prices ranging from $274.56 to $275.405. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F16
This transaction was executed in multiple trades at prices ranging from $275.965 to $276.69. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.