Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2022/12/15 申報
- 申報編號
- 0001415889-22-012587
- 申報時間
- 2022/12/15
- 交易日
- 2022/12/13-12/14
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 12 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $443.8 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/13 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/12/13 | Common Stock | S賣出處分 | −2,744 | $276.49F2 | −$758,688.56 | 5,386 | 直接 | |
| 2022/12/13 | Common Stock | S賣出處分 | −1,644 | $277.54F3 | −$456,275.76 | 3,742 | 直接 | |
| 2022/12/13 | Common Stock | S賣出處分 | −2,068 | $278.66F4 | −$576,268.88 | 1,674 | 直接 | |
| 2022/12/13 | Common Stock | S賣出處分 | −1,477 | $279.65F5 | −$413,043.05 | 197 | 直接 | |
| 2022/12/13 | Common Stock | S賣出處分 | −67 | $280.47 | −$18,791.49 | 130 | 直接 | |
| 2022/12/14 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/12/14 | Common Stock | S賣出處分 | −1,806 | $275.53F6 | −$497,607.18 | 6,324 | 直接 | |
| 2022/12/14 | Common Stock | S賣出處分 | −2,695 | $276.30F7 | −$744,628.5 | 3,629 | 直接 | |
| 2022/12/13 | Common Stock | S賣出處分 | −1,690 | $277.33F8 | −$468,687.7 | 1,939 | 直接 | |
| 2022/12/14 | Common Stock | S賣出處分 | −1,198 | $278.32F9 | −$333,427.36 | 741 | 直接 | |
| 2022/12/14 | Common Stock | S賣出處分 | −611 | $279.24F10 | −$170,615.64 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/13 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 776,000 | 直接 | |
| 2022/12/14 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 768,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $276.02 to $276.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $277.04 to $278.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $278.145 to $279.095. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $279.205 to $280.025. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $274.80 to $275.78. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $275.825 to $276.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $276.865 to $277.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $277.93 to $278.915. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $279.035 to $279.695. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。