Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Dec 15, 2022
- Accession no.
- 0001415889-22-012587
- Filed
- Dec 15, 2022
- Trade date
- Dec 13-14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.44M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −2,744 | $276.49F2 | −$758,688.56 | 5,386 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −1,644 | $277.54F3 | −$456,275.76 | 3,742 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −2,068 | $278.66F4 | −$576,268.88 | 1,674 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −1,477 | $279.65F5 | −$413,043.05 | 197 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −67 | $280.47 | −$18,791.49 | 130 | Direct | |
| Dec 14, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −1,806 | $275.53F6 | −$497,607.18 | 6,324 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −2,695 | $276.30F7 | −$744,628.5 | 3,629 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −1,690 | $277.33F8 | −$468,687.7 | 1,939 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −1,198 | $278.32F9 | −$333,427.36 | 741 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −611 | $279.24F10 | −$170,615.64 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 776,000 | Direct | |
| Dec 14, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 768,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $276.02 to $276.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $277.04 to $278.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $278.145 to $279.095. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $279.205 to $280.025. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $274.80 to $275.78. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $275.825 to $276.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $276.865 to $277.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $277.93 to $278.915. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $279.035 to $279.695. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.