Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2022/12/7 申報
- 申報編號
- 0001415889-22-012160
- 申報時間
- 2022/12/7
- 交易日
- 2022/12/5-12/6
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 16 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $436.7 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/5 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/12/5 | Common Stock | S賣出處分 | −727 | $268.42F2 | −$195,141.34 | 7,403 | 直接 | |
| 2022/12/5 | Common Stock | S賣出處分 | −433 | $269.31F3 | −$116,611.23 | 6,970 | 直接 | |
| 2022/12/5 | Common Stock | S賣出處分 | −1,027 | $270.34F4 | −$277,639.18 | 5,943 | 直接 | |
| 2022/12/5 | Common Stock | S賣出處分 | −1,869 | $271.45F5 | −$507,340.05 | 4,074 | 直接 | |
| 2022/12/5 | Common Stock | S賣出處分 | −2,459 | $272.52F6 | −$670,126.68 | 1,615 | 直接 | |
| 2022/12/5 | Common Stock | S賣出處分 | −1,485 | $273.50F7 | −$406,147.5 | 130 | 直接 | |
| 2022/12/6 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/12/6 | Common Stock | S賣出處分 | −381 | $270.48F8 | −$103,052.88 | 7,749 | 直接 | |
| 2022/12/6 | Common Stock | S賣出處分 | −444 | $271.38F9 | −$120,492.72 | 7,305 | 直接 | |
| 2022/12/6 | Common Stock | S賣出處分 | −899 | $272.72F10 | −$245,175.28 | 6,406 | 直接 | |
| 2022/12/6 | Common Stock | S賣出處分 | −1,638 | $273.54F11 | −$448,058.52 | 4,768 | 直接 | |
| 2022/12/6 | Common Stock | S賣出處分 | −2,219 | $274.61F12 | −$609,359.59 | 2,549 | 直接 | |
| 2022/12/6 | Common Stock | S賣出處分 | −1,313 | $275.73F13 | −$362,033.49 | 1,236 | 直接 | |
| 2022/12/6 | Common Stock | S賣出處分 | −738 | $276.43F14 | −$204,005.34 | 498 | 直接 | |
| 2022/12/6 | Common Stock | S賣出處分 | −368 | $277.58F15 | −$102,149.44 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/5 | Common Stock | M行使選擇權取得 | +8,000 | $0.00 | $0 | 824,000 | 直接 | |
| 2022/12/6 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 816,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $267.71 to $268.51. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $268.82 to $269.675. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $269.90 to $270.825. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $270.98 to $271.935. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $271.99 to $272.91. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $273.01 to $273.96. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $269.99 to $270.915. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $271.03 to $271.91. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $272.145 to $273.12. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $273.16 to $274.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $274.165 to $275.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $275.18 to $276.135. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $276.19 to $277.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This transaction was executed in multiple trades at prices ranging from $277.36 to $278.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。