Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Dec 7, 2022
- Accession no.
- 0001415889-22-012160
- Filed
- Dec 7, 2022
- Trade date
- Dec 5-6, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 16 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.37M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 5, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Dec 5, 2022 | Common Stock | SSaleDisposed | −727 | $268.42F2 | −$195,141.34 | 7,403 | Direct | |
| Dec 5, 2022 | Common Stock | SSaleDisposed | −433 | $269.31F3 | −$116,611.23 | 6,970 | Direct | |
| Dec 5, 2022 | Common Stock | SSaleDisposed | −1,027 | $270.34F4 | −$277,639.18 | 5,943 | Direct | |
| Dec 5, 2022 | Common Stock | SSaleDisposed | −1,869 | $271.45F5 | −$507,340.05 | 4,074 | Direct | |
| Dec 5, 2022 | Common Stock | SSaleDisposed | −2,459 | $272.52F6 | −$670,126.68 | 1,615 | Direct | |
| Dec 5, 2022 | Common Stock | SSaleDisposed | −1,485 | $273.50F7 | −$406,147.5 | 130 | Direct | |
| Dec 6, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Dec 6, 2022 | Common Stock | SSaleDisposed | −381 | $270.48F8 | −$103,052.88 | 7,749 | Direct | |
| Dec 6, 2022 | Common Stock | SSaleDisposed | −444 | $271.38F9 | −$120,492.72 | 7,305 | Direct | |
| Dec 6, 2022 | Common Stock | SSaleDisposed | −899 | $272.72F10 | −$245,175.28 | 6,406 | Direct | |
| Dec 6, 2022 | Common Stock | SSaleDisposed | −1,638 | $273.54F11 | −$448,058.52 | 4,768 | Direct | |
| Dec 6, 2022 | Common Stock | SSaleDisposed | −2,219 | $274.61F12 | −$609,359.59 | 2,549 | Direct | |
| Dec 6, 2022 | Common Stock | SSaleDisposed | −1,313 | $275.73F13 | −$362,033.49 | 1,236 | Direct | |
| Dec 6, 2022 | Common Stock | SSaleDisposed | −738 | $276.43F14 | −$204,005.34 | 498 | Direct | |
| Dec 6, 2022 | Common Stock | SSaleDisposed | −368 | $277.58F15 | −$102,149.44 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 5, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $0.00 | $0 | 824,000 | Direct | |
| Dec 6, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 816,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $267.71 to $268.51. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $268.82 to $269.675. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $269.90 to $270.825. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $270.98 to $271.935. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $271.99 to $272.91. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $273.01 to $273.96. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $269.99 to $270.915. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $271.03 to $271.91. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $272.145 to $273.12. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $273.16 to $274.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $274.165 to $275.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $275.18 to $276.135. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades at prices ranging from $276.19 to $277.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
This transaction was executed in multiple trades at prices ranging from $277.36 to $278.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.