Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2022/12/5 申報
- 申報編號
- 0001415889-22-012071
- 申報時間
- 2022/12/5
- 交易日
- 2022/12/1-12/2
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 15 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $445.1 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/1 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/12/1 | Common Stock | S賣出處分 | −2,562 | $275.17F2 | −$704,985.54 | 5,568 | 直接 | |
| 2022/12/1 | Common Stock | S賣出處分 | −1,885 | $276.02F3 | −$520,297.7 | 3,683 | 直接 | |
| 2022/12/1 | Common Stock | S賣出處分 | −1,295 | $277.01F4 | −$358,727.95 | 2,388 | 直接 | |
| 2022/12/1 | Common Stock | S賣出處分 | −1,161 | $278.28F5 | −$323,083.08 | 1,227 | 直接 | |
| 2022/12/1 | Common Stock | S賣出處分 | −916 | $279.50F6 | −$256,022 | 311 | 直接 | |
| 2022/12/1 | Common Stock | S賣出處分 | −181 | $280.02 | −$50,683.62 | 130 | 直接 | |
| 2022/12/2 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/12/2 | Common Stock | S賣出處分 | −62 | $273.91 | −$16,982.42 | 8,068 | 直接 | |
| 2022/12/2 | Common Stock | S賣出處分 | −465 | $276.97F7 | −$128,791.05 | 7,603 | 直接 | |
| 2022/12/2 | Common Stock | S賣出處分 | −1,211 | $278.60F8 | −$337,384.6 | 6,392 | 直接 | |
| 2022/12/2 | Common Stock | S賣出處分 | −2,737 | $279.33F9 | −$764,526.21 | 3,655 | 直接 | |
| 2022/12/2 | Common Stock | S賣出處分 | −2,033 | $280.11F10 | −$569,463.63 | 1,622 | 直接 | |
| 2022/12/2 | Common Stock | S賣出處分 | −1,066 | $281.30F11 | −$299,865.8 | 556 | 直接 | |
| 2022/12/2 | Common Stock | S賣出處分 | −426 | $282.00F12 | −$120,132 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/1 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 840,000 | 直接 | |
| 2022/12/2 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 832,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $274.63 to $275.59. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $275.65 to $276.625. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $276.68 to $277.62. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $277.77 to $278.755. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $279.00 to $279.89. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $276.47 to $277.37. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $277.78 to $278.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $278.805 to $279.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $279.81 to $280.805. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $280.84 to $281.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $281.86 to $282.32. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。