Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Dec 5, 2022
- Accession no.
- 0001415889-22-012071
- Filed
- Dec 5, 2022
- Trade date
- Dec 1-2, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.45M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Dec 1, 2022 | Common Stock | SSaleDisposed | −2,562 | $275.17F2 | −$704,985.54 | 5,568 | Direct | |
| Dec 1, 2022 | Common Stock | SSaleDisposed | −1,885 | $276.02F3 | −$520,297.7 | 3,683 | Direct | |
| Dec 1, 2022 | Common Stock | SSaleDisposed | −1,295 | $277.01F4 | −$358,727.95 | 2,388 | Direct | |
| Dec 1, 2022 | Common Stock | SSaleDisposed | −1,161 | $278.28F5 | −$323,083.08 | 1,227 | Direct | |
| Dec 1, 2022 | Common Stock | SSaleDisposed | −916 | $279.50F6 | −$256,022 | 311 | Direct | |
| Dec 1, 2022 | Common Stock | SSaleDisposed | −181 | $280.02 | −$50,683.62 | 130 | Direct | |
| Dec 2, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Dec 2, 2022 | Common Stock | SSaleDisposed | −62 | $273.91 | −$16,982.42 | 8,068 | Direct | |
| Dec 2, 2022 | Common Stock | SSaleDisposed | −465 | $276.97F7 | −$128,791.05 | 7,603 | Direct | |
| Dec 2, 2022 | Common Stock | SSaleDisposed | −1,211 | $278.60F8 | −$337,384.6 | 6,392 | Direct | |
| Dec 2, 2022 | Common Stock | SSaleDisposed | −2,737 | $279.33F9 | −$764,526.21 | 3,655 | Direct | |
| Dec 2, 2022 | Common Stock | SSaleDisposed | −2,033 | $280.11F10 | −$569,463.63 | 1,622 | Direct | |
| Dec 2, 2022 | Common Stock | SSaleDisposed | −1,066 | $281.30F11 | −$299,865.8 | 556 | Direct | |
| Dec 2, 2022 | Common Stock | SSaleDisposed | −426 | $282.00F12 | −$120,132 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 840,000 | Direct | |
| Dec 2, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 832,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $274.63 to $275.59. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $275.65 to $276.625. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $276.68 to $277.62. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $277.77 to $278.755. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $279.00 to $279.89. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $276.47 to $277.37. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $277.78 to $278.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $278.805 to $279.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $279.81 to $280.805. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $280.84 to $281.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $281.86 to $282.32. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.