Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2022/12/1 申報
- 申報編號
- 0001415889-22-011880
- 申報時間
- 2022/12/1
- 交易日
- 2022/11/29-11/30
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 13 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $438.2 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/29 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/11/29 | Common Stock | S賣出處分 | −2,904 | $269.66F2 | −$783,092.64 | 5,226 | 直接 | |
| 2022/11/29 | Common Stock | S賣出處分 | −4,263 | $270.31F3 | −$1,152,331.53 | 963 | 直接 | |
| 2022/11/29 | Common Stock | S賣出處分 | −833 | $271.23F4 | −$225,934.59 | 130 | 直接 | |
| 2022/11/30 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/11/30 | Common Stock | S賣出處分 | −390 | $272.35F5 | −$106,216.5 | 7,740 | 直接 | |
| 2022/11/30 | Common Stock | S賣出處分 | −192 | $273.41F6 | −$52,494.72 | 7,548 | 直接 | |
| 2022/11/30 | Common Stock | S賣出處分 | −249 | $273.96F7 | −$68,216.04 | 7,299 | 直接 | |
| 2022/11/30 | Common Stock | S賣出處分 | −548 | $275.36F8 | −$150,897.28 | 6,751 | 直接 | |
| 2022/11/30 | Common Stock | S賣出處分 | −1,338 | $276.73F9 | −$370,264.74 | 5,413 | 直接 | |
| 2022/11/30 | Common Stock | S賣出處分 | −2,087 | $277.50F10 | −$579,142.5 | 3,326 | 直接 | |
| 2022/11/30 | Common Stock | S賣出處分 | −999 | $278.91F11 | −$278,631.09 | 2,327 | 直接 | |
| 2022/11/30 | Common Stock | S賣出處分 | −2,197 | $279.64F12 | −$614,369.08 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/29 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 856,000 | 直接 | |
| 2022/11/30 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 848,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $268.945 to $269.94. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $269.945 to $270.91. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $271.07 to $271.39. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $271.54 to $272.52. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $272.87 to $273.48. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $273.91 to $274.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $275.075 to $275.585. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $276.15 to $277.095. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $277.165 to $278.12. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $278.32 to $279.28. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $279.37 to $280.075. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。