Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Dec 1, 2022
- Accession no.
- 0001415889-22-011880
- Filed
- Dec 1, 2022
- Trade date
- Nov 29-30, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.38M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Nov 29, 2022 | Common Stock | SSaleDisposed | −2,904 | $269.66F2 | −$783,092.64 | 5,226 | Direct | |
| Nov 29, 2022 | Common Stock | SSaleDisposed | −4,263 | $270.31F3 | −$1,152,331.53 | 963 | Direct | |
| Nov 29, 2022 | Common Stock | SSaleDisposed | −833 | $271.23F4 | −$225,934.59 | 130 | Direct | |
| Nov 30, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −390 | $272.35F5 | −$106,216.5 | 7,740 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −192 | $273.41F6 | −$52,494.72 | 7,548 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −249 | $273.96F7 | −$68,216.04 | 7,299 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −548 | $275.36F8 | −$150,897.28 | 6,751 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −1,338 | $276.73F9 | −$370,264.74 | 5,413 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −2,087 | $277.50F10 | −$579,142.5 | 3,326 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −999 | $278.91F11 | −$278,631.09 | 2,327 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −2,197 | $279.64F12 | −$614,369.08 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 856,000 | Direct | |
| Nov 30, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 848,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $268.945 to $269.94. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $269.945 to $270.91. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $271.07 to $271.39. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $271.54 to $272.52. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $272.87 to $273.48. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $273.91 to $274.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $275.075 to $275.585. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $276.15 to $277.095. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $277.165 to $278.12. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $278.32 to $279.28. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $279.37 to $280.075. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.