Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2022/11/25 申報
- 申報編號
- 0001415889-22-011772
- 申報時間
- 2022/11/25
- 交易日
- 2022/11/22-11/23
- 申報延遲
- 3 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 13 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $429.5 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/22 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/11/22 | Common Stock | S賣出處分 | −715 | $265.94F2 | −$190,147.1 | 7,415 | 直接 | |
| 2022/11/22 | Common Stock | S賣出處分 | −2,497 | $266.89F3 | −$666,424.33 | 4,918 | 直接 | |
| 2022/11/22 | Common Stock | S賣出處分 | −1,313 | $267.76F4 | −$351,568.88 | 3,605 | 直接 | |
| 2022/11/22 | Common Stock | S賣出處分 | −714 | $268.83F5 | −$191,944.62 | 2,891 | 直接 | |
| 2022/11/22 | Common Stock | S賣出處分 | −1,549 | $269.87F6 | −$418,028.63 | 1,342 | 直接 | |
| 2022/11/22 | Common Stock | S賣出處分 | −1,212 | $270.78F7 | −$328,185.36 | 130 | 直接 | |
| 2022/11/23 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/11/23 | Common Stock | S賣出處分 | −1,606 | $267.52F8 | −$429,637.12 | 6,524 | 直接 | |
| 2022/11/23 | Common Stock | S賣出處分 | −3,662 | $268.30F9 | −$982,514.6 | 2,862 | 直接 | |
| 2022/11/23 | Common Stock | S賣出處分 | −2,266 | $269.38F10 | −$610,415.08 | 596 | 直接 | |
| 2022/11/23 | Common Stock | S賣出處分 | −427 | $270.03F11 | −$115,302.81 | 169 | 直接 | |
| 2022/11/23 | Common Stock | S賣出處分 | −39 | $271.28 | −$10,579.92 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/22 | Common Stock | M行使選擇權取得 | +8,000 | $0.00 | $0 | 888,000 | 直接 | |
| 2022/11/23 | Common Stock | M行使選擇權取得 | +8,000 | $0.00 | $0 | 880,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $265.38 to $266.31. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $266.39 to $267.38 The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $267.40 to $268.345. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $268.40 to $269.39. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $269.40 to $270.35. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $270.415 to $271.01. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $266.88 to $267.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $267.89 to $268.865. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $268.89 to $269.805. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $269.89 to $270.54. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。