Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Nov 25, 2022
- Accession no.
- 0001415889-22-011772
- Filed
- Nov 25, 2022
- Trade date
- Nov 22-23, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.29M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Nov 22, 2022 | Common Stock | SSaleDisposed | −715 | $265.94F2 | −$190,147.1 | 7,415 | Direct | |
| Nov 22, 2022 | Common Stock | SSaleDisposed | −2,497 | $266.89F3 | −$666,424.33 | 4,918 | Direct | |
| Nov 22, 2022 | Common Stock | SSaleDisposed | −1,313 | $267.76F4 | −$351,568.88 | 3,605 | Direct | |
| Nov 22, 2022 | Common Stock | SSaleDisposed | −714 | $268.83F5 | −$191,944.62 | 2,891 | Direct | |
| Nov 22, 2022 | Common Stock | SSaleDisposed | −1,549 | $269.87F6 | −$418,028.63 | 1,342 | Direct | |
| Nov 22, 2022 | Common Stock | SSaleDisposed | −1,212 | $270.78F7 | −$328,185.36 | 130 | Direct | |
| Nov 23, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −1,606 | $267.52F8 | −$429,637.12 | 6,524 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −3,662 | $268.30F9 | −$982,514.6 | 2,862 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −2,266 | $269.38F10 | −$610,415.08 | 596 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −427 | $270.03F11 | −$115,302.81 | 169 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −39 | $271.28 | −$10,579.92 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $0.00 | $0 | 888,000 | Direct | |
| Nov 23, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $0.00 | $0 | 880,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $265.38 to $266.31. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $266.39 to $267.38 The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $267.40 to $268.345. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $268.40 to $269.39. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $269.40 to $270.35. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $270.415 to $271.01. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $266.88 to $267.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $267.89 to $268.865. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $268.89 to $269.805. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $269.89 to $270.54. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.