Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2022/11/21 申報
- 申報編號
- 0001415889-22-011647
- 申報時間
- 2022/11/21
- 交易日
- 2022/11/18-11/21
- 申報延遲
- 3 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 15 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $424.7 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/18 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/11/18 | Common Stock | S賣出處分 | −614 | $260.13F2 | −$159,719.82 | 7,516 | 直接 | |
| 2022/11/18 | Common Stock | S賣出處分 | −538 | $261.30F3 | −$140,579.4 | 6,978 | 直接 | |
| 2022/11/18 | Common Stock | S賣出處分 | −167 | $262.40 | −$43,820.8 | 6,811 | 直接 | |
| 2022/11/18 | Common Stock | S賣出處分 | −829 | $263.27F5 | −$218,250.83 | 5,982 | 直接 | |
| 2022/11/18 | Common Stock | S賣出處分 | −3,457 | $264.46F6 | −$914,238.22 | 2,525 | 直接 | |
| 2022/11/18 | Common Stock | S賣出處分 | −2,248 | $265.16F7 | −$596,079.68 | 277 | 直接 | |
| 2022/11/18 | Common Stock | S賣出處分 | −147 | $266.02F8 | −$39,104.94 | 130 | 直接 | |
| 2022/11/21 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/11/21 | Common Stock | S賣出處分 | −266 | $263.42F9 | −$70,069.72 | 7,864 | 直接 | |
| 2022/11/21 | Common Stock | S賣出處分 | −343 | $265.20F10 | −$90,963.6 | 7,521 | 直接 | |
| 2022/11/21 | Common Stock | S賣出處分 | −2,223 | $266.00F11 | −$591,318 | 5,298 | 直接 | |
| 2022/11/21 | Common Stock | S賣出處分 | −2,246 | $266.82F12 | −$599,277.72 | 3,052 | 直接 | |
| 2022/11/21 | Common Stock | S賣出處分 | −1,982 | $267.99F13 | −$531,156.18 | 1,070 | 直接 | |
| 2022/11/21 | Common Stock | S賣出處分 | −940 | $268.82F14 | −$252,690.8 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/18 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 904,000 | 直接 | |
| 2022/11/21 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 896,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $259.67 to $260.58. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $260.76 to $261.655. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $262.86 to $263.82. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $263.86 to $264.85. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $264.885 to $265.77. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $265.99 to $266.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $263.27 to $264.18. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $264.495 to $265.49. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $265.495 to $266.46. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $266.495 to $267.40. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $267.495 to $268.49. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $268.495 to $269.265. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。