Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Nov 21, 2022
- Accession no.
- 0001415889-22-011647
- Filed
- Nov 21, 2022
- Trade date
- Nov 18-21, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.25M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Nov 18, 2022 | Common Stock | SSaleDisposed | −614 | $260.13F2 | −$159,719.82 | 7,516 | Direct | |
| Nov 18, 2022 | Common Stock | SSaleDisposed | −538 | $261.30F3 | −$140,579.4 | 6,978 | Direct | |
| Nov 18, 2022 | Common Stock | SSaleDisposed | −167 | $262.40 | −$43,820.8 | 6,811 | Direct | |
| Nov 18, 2022 | Common Stock | SSaleDisposed | −829 | $263.27F5 | −$218,250.83 | 5,982 | Direct | |
| Nov 18, 2022 | Common Stock | SSaleDisposed | −3,457 | $264.46F6 | −$914,238.22 | 2,525 | Direct | |
| Nov 18, 2022 | Common Stock | SSaleDisposed | −2,248 | $265.16F7 | −$596,079.68 | 277 | Direct | |
| Nov 18, 2022 | Common Stock | SSaleDisposed | −147 | $266.02F8 | −$39,104.94 | 130 | Direct | |
| Nov 21, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −266 | $263.42F9 | −$70,069.72 | 7,864 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −343 | $265.20F10 | −$90,963.6 | 7,521 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −2,223 | $266.00F11 | −$591,318 | 5,298 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −2,246 | $266.82F12 | −$599,277.72 | 3,052 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −1,982 | $267.99F13 | −$531,156.18 | 1,070 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −940 | $268.82F14 | −$252,690.8 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 904,000 | Direct | |
| Nov 21, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 896,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $259.67 to $260.58. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $260.76 to $261.655. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $262.86 to $263.82. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $263.86 to $264.85. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $264.885 to $265.77. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $265.99 to $266.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $263.27 to $264.18. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $264.495 to $265.49. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $265.495 to $266.46. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $266.495 to $267.40. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $267.495 to $268.49. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades at prices ranging from $268.495 to $269.265. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.