Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2022/11/18 申報
- 申報編號
- 0001415889-22-011592
- 申報時間
- 2022/11/18
- 交易日
- 2022/11/16-11/17
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 14 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $418.4 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/16 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/11/16 | Common Stock | S賣出處分 | −2,387 | $260.48F2 | −$621,765.76 | 5,743 | 直接 | |
| 2022/11/16 | Common Stock | S賣出處分 | −2,662 | $261.31F3 | −$695,607.22 | 3,081 | 直接 | |
| 2022/11/16 | Common Stock | S賣出處分 | −842 | $262.54F4 | −$221,058.68 | 2,239 | 直接 | |
| 2022/11/16 | Common Stock | S賣出處分 | −1,407 | $263.51F5 | −$370,758.57 | 832 | 直接 | |
| 2022/11/16 | Common Stock | S賣出處分 | −702 | $264.57F6 | −$185,728.14 | 130 | 直接 | |
| 2022/11/17 | Common Stock | M行使選擇權處分 | −8,000 | $113.08 | −$904,640 | 8,130 | 直接 | |
| 2022/11/17 | Common Stock | S賣出處分 | −1,227 | $258.21F7 | −$316,823.67 | 6,903 | 直接 | |
| 2022/11/17 | Common Stock | S賣出處分 | −1,278 | $259.03F8 | −$331,040.34 | 5,625 | 直接 | |
| 2022/11/17 | Common Stock | S賣出處分 | −1,353 | $260.17F9 | −$352,010.01 | 4,272 | 直接 | |
| 2022/11/17 | Common Stock | S賣出處分 | −1,384 | $261.37F10 | −$361,736.08 | 2,888 | 直接 | |
| 2022/11/17 | Common Stock | S賣出處分 | −622 | $262.30F11 | −$163,150.6 | 2,266 | 直接 | |
| 2022/11/17 | Common Stock | S賣出處分 | −715 | $263.55F12 | −$188,438.25 | 1,551 | 直接 | |
| 2022/11/17 | Common Stock | S賣出處分 | −1,421 | $264.74F13 | −$376,195.54 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/16 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 920,000 | 直接 | |
| 2022/11/17 | Common Stock | M行使選擇權取得 | +8,000 | $0.00 | $0 | 912,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $259.89 to $260.81. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $260.90 to $261.81. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $261.95 to $262.93. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $263.02 to $264.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $264.285 to $264.81. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $257.74 to $258.61. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $258.76 to $259.63. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $259.82 to $260.785. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $260.835 to $261.78. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $261.85 to $262.77. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $263.175 to $264.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $264.31 to $264.89. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。