Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Nov 18, 2022
- Accession no.
- 0001415889-22-011592
- Filed
- Nov 18, 2022
- Trade date
- Nov 16-17, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.18M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Nov 16, 2022 | Common Stock | SSaleDisposed | −2,387 | $260.48F2 | −$621,765.76 | 5,743 | Direct | |
| Nov 16, 2022 | Common Stock | SSaleDisposed | −2,662 | $261.31F3 | −$695,607.22 | 3,081 | Direct | |
| Nov 16, 2022 | Common Stock | SSaleDisposed | −842 | $262.54F4 | −$221,058.68 | 2,239 | Direct | |
| Nov 16, 2022 | Common Stock | SSaleDisposed | −1,407 | $263.51F5 | −$370,758.57 | 832 | Direct | |
| Nov 16, 2022 | Common Stock | SSaleDisposed | −702 | $264.57F6 | −$185,728.14 | 130 | Direct | |
| Nov 17, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $113.08 | −$904,640 | 8,130 | Direct | |
| Nov 17, 2022 | Common Stock | SSaleDisposed | −1,227 | $258.21F7 | −$316,823.67 | 6,903 | Direct | |
| Nov 17, 2022 | Common Stock | SSaleDisposed | −1,278 | $259.03F8 | −$331,040.34 | 5,625 | Direct | |
| Nov 17, 2022 | Common Stock | SSaleDisposed | −1,353 | $260.17F9 | −$352,010.01 | 4,272 | Direct | |
| Nov 17, 2022 | Common Stock | SSaleDisposed | −1,384 | $261.37F10 | −$361,736.08 | 2,888 | Direct | |
| Nov 17, 2022 | Common Stock | SSaleDisposed | −622 | $262.30F11 | −$163,150.6 | 2,266 | Direct | |
| Nov 17, 2022 | Common Stock | SSaleDisposed | −715 | $263.55F12 | −$188,438.25 | 1,551 | Direct | |
| Nov 17, 2022 | Common Stock | SSaleDisposed | −1,421 | $264.74F13 | −$376,195.54 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 920,000 | Direct | |
| Nov 17, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $0.00 | $0 | 912,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $259.89 to $260.81. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $260.90 to $261.81. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $261.95 to $262.93. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $263.02 to $264.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $264.285 to $264.81. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $257.74 to $258.61. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $258.76 to $259.63. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $259.82 to $260.785. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $260.835 to $261.78. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $261.85 to $262.77. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $263.175 to $264.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $264.31 to $264.89. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.