Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2022/11/16 申報
- 申報編號
- 0001415889-22-011443
- 申報時間
- 2022/11/16
- 交易日
- 2022/11/14-11/15
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 15 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $413.1 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/14 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/11/14 | Common Stock | S賣出處分 | −1,084 | $255.25F2 | −$276,691 | 7,046 | 直接 | |
| 2022/11/14 | Common Stock | S賣出處分 | −1,288 | $256.43F3 | −$330,281.84 | 5,758 | 直接 | |
| 2022/11/14 | Common Stock | S賣出處分 | −2,154 | $257.94F4 | −$555,602.76 | 3,604 | 直接 | |
| 2022/11/14 | Common Stock | S賣出處分 | −1,216 | $258.79F5 | −$314,688.64 | 2,388 | 直接 | |
| 2022/11/14 | Common Stock | S賣出處分 | −1,155 | $259.73F6 | −$299,988.15 | 1,233 | 直接 | |
| 2022/11/14 | Common Stock | S賣出處分 | −863 | $261.09F7 | −$225,320.67 | 370 | 直接 | |
| 2022/11/14 | Common Stock | S賣出處分 | −240 | $261.55 | −$62,772 | 130 | 直接 | |
| 2022/11/15 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/11/15 | Common Stock | S賣出處分 | −816 | $255.91F8 | −$208,822.56 | 7,314 | 直接 | |
| 2022/11/15 | Common Stock | S賣出處分 | −1,245 | $256.94F9 | −$319,890.3 | 6,069 | 直接 | |
| 2022/11/15 | Common Stock | S賣出處分 | −1,655 | $257.91F10 | −$426,841.05 | 4,414 | 直接 | |
| 2022/11/15 | Common Stock | S賣出處分 | −3,343 | $258.90F11 | −$865,502.7 | 1,071 | 直接 | |
| 2022/11/15 | Common Stock | S賣出處分 | −767 | $260.11F12 | −$199,504.37 | 304 | 直接 | |
| 2022/11/15 | Common Stock | S賣出處分 | −174 | $261.07F13 | −$45,426.18 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/14 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 936,000 | 直接 | |
| 2022/11/15 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 928,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $254.64 to $255.63. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $256.08 to $256.82. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $257.37 to $258.315. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $258.39 to $259.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $259.51 to $260.415. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $260.525 to $261.51. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $255.42 to $256.32. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $256.44 to $257.34. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $257.45 to $258.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $258.51 to $259.42. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $259.66 to $260.59. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $260.77 to $261.40. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。