Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Nov 16, 2022
- Accession no.
- 0001415889-22-011443
- Filed
- Nov 16, 2022
- Trade date
- Nov 14-15, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.13M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Nov 14, 2022 | Common Stock | SSaleDisposed | −1,084 | $255.25F2 | −$276,691 | 7,046 | Direct | |
| Nov 14, 2022 | Common Stock | SSaleDisposed | −1,288 | $256.43F3 | −$330,281.84 | 5,758 | Direct | |
| Nov 14, 2022 | Common Stock | SSaleDisposed | −2,154 | $257.94F4 | −$555,602.76 | 3,604 | Direct | |
| Nov 14, 2022 | Common Stock | SSaleDisposed | −1,216 | $258.79F5 | −$314,688.64 | 2,388 | Direct | |
| Nov 14, 2022 | Common Stock | SSaleDisposed | −1,155 | $259.73F6 | −$299,988.15 | 1,233 | Direct | |
| Nov 14, 2022 | Common Stock | SSaleDisposed | −863 | $261.09F7 | −$225,320.67 | 370 | Direct | |
| Nov 14, 2022 | Common Stock | SSaleDisposed | −240 | $261.55 | −$62,772 | 130 | Direct | |
| Nov 15, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Nov 15, 2022 | Common Stock | SSaleDisposed | −816 | $255.91F8 | −$208,822.56 | 7,314 | Direct | |
| Nov 15, 2022 | Common Stock | SSaleDisposed | −1,245 | $256.94F9 | −$319,890.3 | 6,069 | Direct | |
| Nov 15, 2022 | Common Stock | SSaleDisposed | −1,655 | $257.91F10 | −$426,841.05 | 4,414 | Direct | |
| Nov 15, 2022 | Common Stock | SSaleDisposed | −3,343 | $258.90F11 | −$865,502.7 | 1,071 | Direct | |
| Nov 15, 2022 | Common Stock | SSaleDisposed | −767 | $260.11F12 | −$199,504.37 | 304 | Direct | |
| Nov 15, 2022 | Common Stock | SSaleDisposed | −174 | $261.07F13 | −$45,426.18 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 936,000 | Direct | |
| Nov 15, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 928,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $254.64 to $255.63. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $256.08 to $256.82. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $257.37 to $258.315. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $258.39 to $259.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $259.51 to $260.415. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $260.525 to $261.51. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $255.42 to $256.32. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $256.44 to $257.34. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $257.45 to $258.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $258.51 to $259.42. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $259.66 to $260.59. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $260.77 to $261.40. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.