Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2022/11/14 申報
- 申報編號
- 0001415889-22-011349
- 申報時間
- 2022/11/14
- 交易日
- 2022/11/10-11/11
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 22 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $413.7 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/10 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/11/10 | Common Stock | S賣出處分 | −1,198 | $257.73F2 | −$308,760.54 | 6,932 | 直接 | |
| 2022/11/10 | Common Stock | S賣出處分 | −793 | $258.47F3 | −$204,966.71 | 6,139 | 直接 | |
| 2022/11/10 | Common Stock | S賣出處分 | −949 | $259.86F4 | −$246,607.14 | 5,190 | 直接 | |
| 2022/11/10 | Common Stock | S賣出處分 | −823 | $261.16F5 | −$214,934.68 | 4,367 | 直接 | |
| 2022/11/10 | Common Stock | S賣出處分 | −1,595 | $262.06F6 | −$417,985.7 | 2,772 | 直接 | |
| 2022/11/10 | Common Stock | S賣出處分 | −1,308 | $263.22F7 | −$344,291.76 | 1,464 | 直接 | |
| 2022/11/10 | Common Stock | S賣出處分 | −426 | $264.20F8 | −$112,549.2 | 1,038 | 直接 | |
| 2022/11/10 | Common Stock | S賣出處分 | −544 | $265.61F9 | −$144,491.84 | 494 | 直接 | |
| 2022/11/10 | Common Stock | S賣出處分 | −185 | $266.45F10 | −$49,293.25 | 309 | 直接 | |
| 2022/11/10 | Common Stock | S賣出處分 | −179 | $269.10F11 | −$48,168.9 | 130 | 直接 | |
| 2022/11/11 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/11/11 | Common Stock | S賣出處分 | −222 | $251.99F12 | −$55,941.78 | 7,908 | 直接 | |
| 2022/11/11 | Common Stock | S賣出處分 | −1,232 | $253.24F13 | −$311,991.68 | 6,676 | 直接 | |
| 2022/11/11 | Common Stock | S賣出處分 | −1,382 | $254.13F14 | −$351,207.66 | 5,294 | 直接 | |
| 2022/11/11 | Common Stock | S賣出處分 | −2,496 | $255.14F15 | −$636,829.44 | 2,798 | 直接 | |
| 2022/11/11 | Common Stock | S賣出處分 | −1,078 | $256.24F16 | −$276,226.72 | 1,720 | 直接 | |
| 2022/11/11 | Common Stock | S賣出處分 | −728 | $257.07F17 | −$187,146.96 | 992 | 直接 | |
| 2022/11/11 | Common Stock | S賣出處分 | −307 | $260.00F18 | −$79,820 | 685 | 直接 | |
| 2022/11/11 | Common Stock | S賣出處分 | −232 | $261.46F19 | −$60,658.72 | 453 | 直接 | |
| 2022/11/11 | Common Stock | S賣出處分 | −258 | $262.81F20 | −$67,804.98 | 195 | 直接 | |
| 2022/11/11 | Common Stock | S賣出處分 | −65 | $264.03 | −$17,161.95 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/10 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 952,000 | 直接 | |
| 2022/11/11 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 944,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $257.19 to $258.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $258.28 to $258.86. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $259.55 to $260.21. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $260.71 to $261.675. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $261.78 to $262.52. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $262.795 to $263.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $264.09 to $264.49. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $265.285 to $265.92. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $266.33 to $266.64. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $268.82 to $269.56. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $251.625 to $252.44. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $252.63 to $253.61. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $253.67 to $254.65. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This transaction was executed in multiple trades at prices ranging from $254.67 to $255.665. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F16
This transaction was executed in multiple trades at prices ranging from $255.67 to $256.665. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F17
This transaction was executed in multiple trades at prices ranging from $256.695 to $257.51. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F18
This transaction was executed in multiple trades at prices ranging from $259.365 to $260.35. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F19
This transaction was executed in multiple trades at prices ranging from $261.075 to $261.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F20
This transaction was executed in multiple trades at prices ranging from $262.595 to $263.125. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。