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Rothblatt Martine A's Form 4 filing

United Therapeutics Corp (UTHR) · filed Nov 14, 2022

Accession no.
0001415889-22-011349
Filed
Nov 14, 2022
Trade date
Nov 10-11, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 22 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.14M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rothblatt Martine ACIK 0001106578Director, Officer (CHAIRPERSON & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 10, 2022Common StockMOption exerciseAcquired+8,000$113.08+$904,6408,130Direct
Nov 10, 2022Common StockSSaleDisposed−1,198$257.73F2−$308,760.546,932Direct
Nov 10, 2022Common StockSSaleDisposed−793$258.47F3−$204,966.716,139Direct
Nov 10, 2022Common StockSSaleDisposed−949$259.86F4−$246,607.145,190Direct
Nov 10, 2022Common StockSSaleDisposed−823$261.16F5−$214,934.684,367Direct
Nov 10, 2022Common StockSSaleDisposed−1,595$262.06F6−$417,985.72,772Direct
Nov 10, 2022Common StockSSaleDisposed−1,308$263.22F7−$344,291.761,464Direct
Nov 10, 2022Common StockSSaleDisposed−426$264.20F8−$112,549.21,038Direct
Nov 10, 2022Common StockSSaleDisposed−544$265.61F9−$144,491.84494Direct
Nov 10, 2022Common StockSSaleDisposed−185$266.45F10−$49,293.25309Direct
Nov 10, 2022Common StockSSaleDisposed−179$269.10F11−$48,168.9130Direct
Nov 11, 2022Common StockMOption exerciseAcquired+8,000$113.08+$904,6408,130Direct
Nov 11, 2022Common StockSSaleDisposed−222$251.99F12−$55,941.787,908Direct
Nov 11, 2022Common StockSSaleDisposed−1,232$253.24F13−$311,991.686,676Direct
Nov 11, 2022Common StockSSaleDisposed−1,382$254.13F14−$351,207.665,294Direct
Nov 11, 2022Common StockSSaleDisposed−2,496$255.14F15−$636,829.442,798Direct
Nov 11, 2022Common StockSSaleDisposed−1,078$256.24F16−$276,226.721,720Direct
Nov 11, 2022Common StockSSaleDisposed−728$257.07F17−$187,146.96992Direct
Nov 11, 2022Common StockSSaleDisposed−307$260.00F18−$79,820685Direct
Nov 11, 2022Common StockSSaleDisposed−232$261.46F19−$60,658.72453Direct
Nov 11, 2022Common StockSSaleDisposed−258$262.81F20−$67,804.98195Direct
Nov 11, 2022Common StockSSaleDisposed−65$264.03−$17,161.95130Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 10, 2022Common StockMOption exerciseDisposed−8,000$0.00$0952,000Direct
Nov 11, 2022Common StockMOption exerciseDisposed−8,000$0.00$0944,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades at prices ranging from $257.19 to $258.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades at prices ranging from $258.28 to $258.86. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $259.55 to $260.21. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $260.71 to $261.675. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades at prices ranging from $261.78 to $262.52. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades at prices ranging from $262.795 to $263.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F8

This transaction was executed in multiple trades at prices ranging from $264.09 to $264.49. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F9

This transaction was executed in multiple trades at prices ranging from $265.285 to $265.92. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F10

This transaction was executed in multiple trades at prices ranging from $266.33 to $266.64. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F11

This transaction was executed in multiple trades at prices ranging from $268.82 to $269.56. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F12

This transaction was executed in multiple trades at prices ranging from $251.625 to $252.44. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F13

This transaction was executed in multiple trades at prices ranging from $252.63 to $253.61. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F14

This transaction was executed in multiple trades at prices ranging from $253.67 to $254.65. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F15

This transaction was executed in multiple trades at prices ranging from $254.67 to $255.665. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F16

This transaction was executed in multiple trades at prices ranging from $255.67 to $256.665. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F17

This transaction was executed in multiple trades at prices ranging from $256.695 to $257.51. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F18

This transaction was executed in multiple trades at prices ranging from $259.365 to $260.35. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F19

This transaction was executed in multiple trades at prices ranging from $261.075 to $261.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F20

This transaction was executed in multiple trades at prices ranging from $262.595 to $263.125. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)