Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2022/11/9 申報
- 申報編號
- 0001415889-22-011243
- 申報時間
- 2022/11/9
- 交易日
- 2022/11/7-11/9
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 15 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $424.3 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/7 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/11/7 | Common Stock | S賣出處分 | −232 | $263.52F2 | −$61,136.64 | 7,898 | 直接 | |
| 2022/11/7 | Common Stock | S賣出處分 | −276 | $264.22F3 | −$72,924.72 | 7,622 | 直接 | |
| 2022/11/7 | Common Stock | S賣出處分 | −365 | $265.79F4 | −$97,013.35 | 7,257 | 直接 | |
| 2022/11/7 | Common Stock | S賣出處分 | −2,151 | $266.96F5 | −$574,230.96 | 5,106 | 直接 | |
| 2022/11/7 | Common Stock | S賣出處分 | −2,544 | $267.78F6 | −$681,232.32 | 2,562 | 直接 | |
| 2022/11/7 | Common Stock | S賣出處分 | −1,627 | $268.71F7 | −$437,191.17 | 935 | 直接 | |
| 2022/11/7 | Common Stock | S賣出處分 | −805 | $269.75F8 | −$217,148.75 | 130 | 直接 | |
| 2022/11/8 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/11/8 | Common Stock | S賣出處分 | −1,765 | $261.21F9 | −$461,035.65 | 6,365 | 直接 | |
| 2022/11/8 | Common Stock | S賣出處分 | −1,709 | $262.30F10 | −$448,270.7 | 4,656 | 直接 | |
| 2022/11/8 | Common Stock | S賣出處分 | −3,812 | $263.25F11 | −$1,003,509 | 844 | 直接 | |
| 2022/11/9 | Common Stock | S賣出處分 | −320 | $263.93F12 | −$84,457.6 | 524 | 直接 | |
| 2022/11/8 | Common Stock | S賣出處分 | −311 | $265.52F13 | −$82,576.72 | 213 | 直接 | |
| 2022/11/8 | Common Stock | S賣出處分 | −83 | $266.54 | −$22,122.82 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/7 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 976,000 | 直接 | |
| 2022/11/8 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 968,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $263.11 to $263.69. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $264.11 to $264.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $265.25 to $266.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $266.33 to $267.325. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $267.33 to $268.25. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $268.39 to $269.34. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $269.39 to $269.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $260.765 to $261.745. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $261.79 to $262.78. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $262.81 to $263.793. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $263.83 to $264.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $265.09 to $265.945. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。