Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Nov 9, 2022
- Accession no.
- 0001415889-22-011243
- Filed
- Nov 9, 2022
- Trade date
- Nov 7-9, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.24M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Nov 7, 2022 | Common Stock | SSaleDisposed | −232 | $263.52F2 | −$61,136.64 | 7,898 | Direct | |
| Nov 7, 2022 | Common Stock | SSaleDisposed | −276 | $264.22F3 | −$72,924.72 | 7,622 | Direct | |
| Nov 7, 2022 | Common Stock | SSaleDisposed | −365 | $265.79F4 | −$97,013.35 | 7,257 | Direct | |
| Nov 7, 2022 | Common Stock | SSaleDisposed | −2,151 | $266.96F5 | −$574,230.96 | 5,106 | Direct | |
| Nov 7, 2022 | Common Stock | SSaleDisposed | −2,544 | $267.78F6 | −$681,232.32 | 2,562 | Direct | |
| Nov 7, 2022 | Common Stock | SSaleDisposed | −1,627 | $268.71F7 | −$437,191.17 | 935 | Direct | |
| Nov 7, 2022 | Common Stock | SSaleDisposed | −805 | $269.75F8 | −$217,148.75 | 130 | Direct | |
| Nov 8, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Nov 8, 2022 | Common Stock | SSaleDisposed | −1,765 | $261.21F9 | −$461,035.65 | 6,365 | Direct | |
| Nov 8, 2022 | Common Stock | SSaleDisposed | −1,709 | $262.30F10 | −$448,270.7 | 4,656 | Direct | |
| Nov 8, 2022 | Common Stock | SSaleDisposed | −3,812 | $263.25F11 | −$1,003,509 | 844 | Direct | |
| Nov 9, 2022 | Common Stock | SSaleDisposed | −320 | $263.93F12 | −$84,457.6 | 524 | Direct | |
| Nov 8, 2022 | Common Stock | SSaleDisposed | −311 | $265.52F13 | −$82,576.72 | 213 | Direct | |
| Nov 8, 2022 | Common Stock | SSaleDisposed | −83 | $266.54 | −$22,122.82 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 976,000 | Direct | |
| Nov 8, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 968,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $263.11 to $263.69. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $264.11 to $264.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $265.25 to $266.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $266.33 to $267.325. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $267.33 to $268.25. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $268.39 to $269.34. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $269.39 to $269.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $260.765 to $261.745. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $261.79 to $262.78. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $262.81 to $263.793. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $263.83 to $264.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $265.09 to $265.945. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.