Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2022/11/4 申報
- 申報編號
- 0001415889-22-011095
- 申報時間
- 2022/11/4
- 交易日
- 2022/11/3-11/4
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 21 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $423.1 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/3 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −242 | $255.01F2 | −$61,712.42 | 7,888 | 直接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −290 | $257.38F3 | −$74,640.2 | 7,598 | 直接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −487 | $259.31F4 | −$126,283.97 | 7,111 | 直接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −1,191 | $260.30F5 | −$310,017.3 | 5,920 | 直接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −615 | $261.19F6 | −$160,631.85 | 5,305 | 直接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −512 | $262.18F7 | −$134,236.16 | 4,793 | 直接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −267 | $263.48F8 | −$70,349.16 | 4,526 | 直接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −546 | $264.89F9 | −$144,629.94 | 3,980 | 直接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −700 | $265.89F10 | −$186,123 | 3,280 | 直接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −963 | $267.81F11 | −$257,901.03 | 2,317 | 直接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −266 | $268.79F12 | −$71,498.14 | 2,051 | 直接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −390 | $269.68F13 | −$105,175.2 | 1,661 | 直接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −1,531 | $266.82F14 | −$408,501.42 | 130 | 直接 | |
| 2022/11/4 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/11/4 | Common Stock | S賣出處分 | −397 | $262.84F15 | −$104,347.48 | 7,733 | 直接 | |
| 2022/11/4 | Common Stock | S賣出處分 | −4,144 | $264.21F16 | −$1,094,886.24 | 3,589 | 直接 | |
| 2022/11/4 | Common Stock | S賣出處分 | −2,098 | $264.99F17 | −$555,949.02 | 1,491 | 直接 | |
| 2022/11/4 | Common Stock | S賣出處分 | −335 | $266.18F18 | −$89,170.3 | 1,156 | 直接 | |
| 2022/11/4 | Common Stock | S賣出處分 | −767 | $267.35F19 | −$205,057.45 | 389 | 直接 | |
| 2022/11/4 | Common Stock | S賣出處分 | −259 | $267.95F20 | −$69,399.05 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/3 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 992,000 | 直接 | |
| 2022/11/4 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 984,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $254.99 to $255.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $257.10 to $257.92. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $258.73 to $259.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $259.75 to $260.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $260.80 to $261.64. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $261.82 to $262.75. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $263.00 to $263.69. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $264.11 to $265.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $265.34 to $266.22. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $267.37 to $268.35. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $268.43 to $269.34. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $269.43 to $270.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $266.37 to $267.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This transaction was executed in multiple trades at prices ranging from $262.19 to $263.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F16
This transaction was executed in multiple trades at prices ranging from $263.62 to $264.61. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F17
This transaction was executed in multiple trades at prices ranging from $264.63 to $265.61. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F18
This transaction was executed in multiple trades at prices ranging from $265.69 to $266.65. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F19
This transaction was executed in multiple trades at prices ranging from $266.80 to $267.72. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F20
This transaction was executed in multiple trades at prices ranging from $267.86 to $268.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。