Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Nov 4, 2022
- Accession no.
- 0001415889-22-011095
- Filed
- Nov 4, 2022
- Trade date
- Nov 3-4, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 21 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.23M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Nov 3, 2022 | Common Stock | SSaleDisposed | −242 | $255.01F2 | −$61,712.42 | 7,888 | Direct | |
| Nov 3, 2022 | Common Stock | SSaleDisposed | −290 | $257.38F3 | −$74,640.2 | 7,598 | Direct | |
| Nov 3, 2022 | Common Stock | SSaleDisposed | −487 | $259.31F4 | −$126,283.97 | 7,111 | Direct | |
| Nov 3, 2022 | Common Stock | SSaleDisposed | −1,191 | $260.30F5 | −$310,017.3 | 5,920 | Direct | |
| Nov 3, 2022 | Common Stock | SSaleDisposed | −615 | $261.19F6 | −$160,631.85 | 5,305 | Direct | |
| Nov 3, 2022 | Common Stock | SSaleDisposed | −512 | $262.18F7 | −$134,236.16 | 4,793 | Direct | |
| Nov 3, 2022 | Common Stock | SSaleDisposed | −267 | $263.48F8 | −$70,349.16 | 4,526 | Direct | |
| Nov 3, 2022 | Common Stock | SSaleDisposed | −546 | $264.89F9 | −$144,629.94 | 3,980 | Direct | |
| Nov 3, 2022 | Common Stock | SSaleDisposed | −700 | $265.89F10 | −$186,123 | 3,280 | Direct | |
| Nov 3, 2022 | Common Stock | SSaleDisposed | −963 | $267.81F11 | −$257,901.03 | 2,317 | Direct | |
| Nov 3, 2022 | Common Stock | SSaleDisposed | −266 | $268.79F12 | −$71,498.14 | 2,051 | Direct | |
| Nov 3, 2022 | Common Stock | SSaleDisposed | −390 | $269.68F13 | −$105,175.2 | 1,661 | Direct | |
| Nov 3, 2022 | Common Stock | SSaleDisposed | −1,531 | $266.82F14 | −$408,501.42 | 130 | Direct | |
| Nov 4, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Nov 4, 2022 | Common Stock | SSaleDisposed | −397 | $262.84F15 | −$104,347.48 | 7,733 | Direct | |
| Nov 4, 2022 | Common Stock | SSaleDisposed | −4,144 | $264.21F16 | −$1,094,886.24 | 3,589 | Direct | |
| Nov 4, 2022 | Common Stock | SSaleDisposed | −2,098 | $264.99F17 | −$555,949.02 | 1,491 | Direct | |
| Nov 4, 2022 | Common Stock | SSaleDisposed | −335 | $266.18F18 | −$89,170.3 | 1,156 | Direct | |
| Nov 4, 2022 | Common Stock | SSaleDisposed | −767 | $267.35F19 | −$205,057.45 | 389 | Direct | |
| Nov 4, 2022 | Common Stock | SSaleDisposed | −259 | $267.95F20 | −$69,399.05 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 992,000 | Direct | |
| Nov 4, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 984,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $254.99 to $255.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $257.10 to $257.92. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $258.73 to $259.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $259.75 to $260.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $260.80 to $261.64. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $261.82 to $262.75. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $263.00 to $263.69. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $264.11 to $265.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $265.34 to $266.22. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $267.37 to $268.35. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $268.43 to $269.34. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $269.43 to $270.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades at prices ranging from $266.37 to $267.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
This transaction was executed in multiple trades at prices ranging from $262.19 to $263.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F16
This transaction was executed in multiple trades at prices ranging from $263.62 to $264.61. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F17
This transaction was executed in multiple trades at prices ranging from $264.63 to $265.61. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F18
This transaction was executed in multiple trades at prices ranging from $265.69 to $266.65. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F19
This transaction was executed in multiple trades at prices ranging from $266.80 to $267.72. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F20
This transaction was executed in multiple trades at prices ranging from $267.86 to $268.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.