Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2022/11/3 申報
- 申報編號
- 0001415889-22-011053
- 申報時間
- 2022/11/3
- 交易日
- 2022/11/1-11/2
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 26 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $383.9 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/1 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/11/1 | Common Stock | S賣出處分 | −2,112 | $228.64F2 | −$482,887.68 | 6,018 | 直接 | |
| 2022/11/1 | Common Stock | S賣出處分 | −2,451 | $229.49F3 | −$562,479.99 | 3,567 | 直接 | |
| 2022/11/1 | Common Stock | S賣出處分 | −847 | $230.60F4 | −$195,318.2 | 2,720 | 直接 | |
| 2022/11/1 | Common Stock | S賣出處分 | −2,270 | $231.60F5 | −$525,732 | 450 | 直接 | |
| 2022/11/1 | Common Stock | S賣出處分 | −192 | $232.59F6 | −$44,657.28 | 258 | 直接 | |
| 2022/11/1 | Common Stock | S賣出處分 | −128 | $233.39F7 | −$29,873.92 | 130 | 直接 | |
| 2022/11/2 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −75 | $236.01 | −$17,700.75 | 8,055 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −839 | $239.68F8 | −$201,091.52 | 7,216 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −320 | $241.00F9 | −$77,120 | 6,896 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −695 | $242.30F10 | −$168,398.5 | 6,201 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −313 | $243.09F11 | −$76,087.17 | 5,888 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −123 | $243.99F12 | −$30,010.77 | 5,765 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −365 | $245.36F13 | −$89,556.4 | 5,400 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −265 | $246.74F14 | −$65,386.1 | 5,135 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −136 | $247.63F15 | −$33,677.68 | 4,999 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −406 | $249.18F16 | −$101,167.08 | 4,593 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −65 | $249.78 | −$16,235.7 | 4,528 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −272 | $251.61F17 | −$68,437.92 | 4,256 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −674 | $252.74F18 | −$170,346.76 | 3,582 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −816 | $253.76F19 | −$207,068.16 | 2,766 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −850 | $255.06F20 | −$216,801 | 1,916 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −793 | $255.99F21 | −$203,000.07 | 1,123 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −693 | $257.17F22 | −$178,218.81 | 430 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −300 | $258.80F23 | −$77,640 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/1 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 992,000 | 直接 | |
| 2022/11/2 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 984,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $228.06 to $229.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $229.07 to $229.995. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $230.075 to $231.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $231.12 to $232.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $232.19 to $232.865. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $233.24 to $233.54. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $239.205 to $240.01. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $240.64 to $241.52. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $241.815 to $242.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $242.915 to $243.31. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $243.92 to $244.05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $244.945 to $245.75. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $246.29 to $246.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This transaction was executed in multiple trades at prices ranging from $247.52 to $247.74. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F16
This transaction was executed in multiple trades at prices ranging from $248.74 to $249.725. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F17
This transaction was executed in multiple trades at prices ranging from $251.39 to $251.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F18
This transaction was executed in multiple trades at prices ranging from $252.40 to $253.22. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F19
This transaction was executed in multiple trades at prices ranging from $253.40 to $254.34. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F20
This transaction was executed in multiple trades at prices ranging from $254.52 to $255.50. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F21
This transaction was executed in multiple trades at prices ranging from $255.54 to $256.49 The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F22
This transaction was executed in multiple trades at prices ranging from $256.71 to $257.54. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F23
This transaction was executed in multiple trades at prices ranging from $257.89 to $258.80. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。