Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Nov 3, 2022
- Accession no.
- 0001415889-22-011053
- Filed
- Nov 3, 2022
- Trade date
- Nov 1-2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 26 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.84M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Nov 1, 2022 | Common Stock | SSaleDisposed | −2,112 | $228.64F2 | −$482,887.68 | 6,018 | Direct | |
| Nov 1, 2022 | Common Stock | SSaleDisposed | −2,451 | $229.49F3 | −$562,479.99 | 3,567 | Direct | |
| Nov 1, 2022 | Common Stock | SSaleDisposed | −847 | $230.60F4 | −$195,318.2 | 2,720 | Direct | |
| Nov 1, 2022 | Common Stock | SSaleDisposed | −2,270 | $231.60F5 | −$525,732 | 450 | Direct | |
| Nov 1, 2022 | Common Stock | SSaleDisposed | −192 | $232.59F6 | −$44,657.28 | 258 | Direct | |
| Nov 1, 2022 | Common Stock | SSaleDisposed | −128 | $233.39F7 | −$29,873.92 | 130 | Direct | |
| Nov 2, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −75 | $236.01 | −$17,700.75 | 8,055 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −839 | $239.68F8 | −$201,091.52 | 7,216 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −320 | $241.00F9 | −$77,120 | 6,896 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −695 | $242.30F10 | −$168,398.5 | 6,201 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −313 | $243.09F11 | −$76,087.17 | 5,888 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −123 | $243.99F12 | −$30,010.77 | 5,765 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −365 | $245.36F13 | −$89,556.4 | 5,400 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −265 | $246.74F14 | −$65,386.1 | 5,135 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −136 | $247.63F15 | −$33,677.68 | 4,999 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −406 | $249.18F16 | −$101,167.08 | 4,593 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −65 | $249.78 | −$16,235.7 | 4,528 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −272 | $251.61F17 | −$68,437.92 | 4,256 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −674 | $252.74F18 | −$170,346.76 | 3,582 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −816 | $253.76F19 | −$207,068.16 | 2,766 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −850 | $255.06F20 | −$216,801 | 1,916 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −793 | $255.99F21 | −$203,000.07 | 1,123 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −693 | $257.17F22 | −$178,218.81 | 430 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −300 | $258.80F23 | −$77,640 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 992,000 | Direct | |
| Nov 2, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 984,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $228.06 to $229.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $229.07 to $229.995. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $230.075 to $231.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $231.12 to $232.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $232.19 to $232.865. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $233.24 to $233.54. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $239.205 to $240.01. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $240.64 to $241.52. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $241.815 to $242.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $242.915 to $243.31. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $243.92 to $244.05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $244.945 to $245.75. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades at prices ranging from $246.29 to $246.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
This transaction was executed in multiple trades at prices ranging from $247.52 to $247.74. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F16
This transaction was executed in multiple trades at prices ranging from $248.74 to $249.725. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F17
This transaction was executed in multiple trades at prices ranging from $251.39 to $251.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F18
This transaction was executed in multiple trades at prices ranging from $252.40 to $253.22. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F19
This transaction was executed in multiple trades at prices ranging from $253.40 to $254.34. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F20
This transaction was executed in multiple trades at prices ranging from $254.52 to $255.50. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F21
This transaction was executed in multiple trades at prices ranging from $255.54 to $256.49 The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F22
This transaction was executed in multiple trades at prices ranging from $256.71 to $257.54. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F23
This transaction was executed in multiple trades at prices ranging from $257.89 to $258.80. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.