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Rothblatt Martine A 的 Form 4 申報

United Therapeutics Corp(UTHR),2022/6/1 申報

申報編號
0001415889-22-005969
申報時間
2022/6/1
交易日
2022/5/27-5/31
申報延遲
5 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 15 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $138.6 萬。交易後 5 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Rothblatt Martine ACIK 0001106578董事、高階主管(董事長、執行長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2022/5/27Common StockM行使選擇權取得+3,000$53.42+$160,2603,130直接
2022/5/27Common StockS賣出處分−98$224.47−$21,998.063,032直接
2022/5/27Common StockS賣出處分−253$225.94F2−$57,162.822,779直接
2022/5/27Common StockS賣出處分−316$227.27F3−$71,817.322,463直接
2022/5/27Common StockS賣出處分−264$228.58F4−$60,345.122,199直接
2022/5/27Common StockS賣出處分−137$229.82F5−$31,485.342,062直接
2022/5/27Common StockS賣出處分−655$231.58F6−$151,684.91,407直接
2022/5/27Common StockS賣出處分−839$234.04F7−$196,359.56568直接
2022/5/27Common StockS賣出處分−438$235.04F8−$102,947.52130直接
2022/5/31Common StockM行使選擇權取得+3,000$53.42+$160,2603,130直接
2022/5/31Common StockS賣出處分−447$228.97F9−$102,349.592,683直接
2022/5/31Common StockS賣出處分−1,089$230.25F10−$250,742.251,594直接
2022/5/31Common StockS賣出處分−661$231.25F11−$152,856.25933直接
2022/5/31Common StockS賣出處分−621$232.23F12−$144,214.83312直接
2022/5/31Common StockS賣出處分−182$232.92F13−$42,391.44130直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2022/5/27Common StockM行使選擇權處分−3,000$0.00$06,579直接
2022/5/31Common StockM行使選擇權處分−3,000$0.00$03,579直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

This transaction was executed in multiple trades at prices ranging from $225.585 to $226.27. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $227.00 to $227.75. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $228.38 to $228.91. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F5

This transaction was executed in multiple trades at prices ranging from $229.53 to $229.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F6

This transaction was executed in multiple trades at prices ranging from $231.13 to $232.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F7

This transaction was executed in multiple trades at prices ranging from $233.52 to $234.48. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F8

This transaction was executed in multiple trades at prices ranging from $234.85 to $235.70. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F9

This transaction was executed in multiple trades at prices ranging from $228.625 to $229.27. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F10

This transaction was executed in multiple trades at prices ranging from $229.69 to $230.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F11

This transaction was executed in multiple trades at prices ranging from $230.70 to $231.65. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F12

This transaction was executed in multiple trades at prices ranging from $231.71 to $232.675. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F13

This transaction was executed in multiple trades at prices ranging from $232.87 to $232.975. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)