Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp(UTHR),2022/6/1 申報
- 申報編號
- 0001415889-22-005969
- 申報時間
- 2022/6/1
- 交易日
- 2022/5/27-5/31
- 申報延遲
- 5 天
- 10b5-1 計畫
- 表單沒有這欄(2023 年以前)
這份申報列了 15 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $138.6 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管(董事長、執行長) |
非衍生性證券(表 I)
普通股等股票的取得與處分,每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/5/27 | Common Stock | M行使選擇權取得 | +3,000 | $53.42 | +$160,260 | 3,130 | 直接 | |
| 2022/5/27 | Common Stock | S賣出處分 | −98 | $224.47 | −$21,998.06 | 3,032 | 直接 | |
| 2022/5/27 | Common Stock | S賣出處分 | −253 | $225.94F2 | −$57,162.82 | 2,779 | 直接 | |
| 2022/5/27 | Common Stock | S賣出處分 | −316 | $227.27F3 | −$71,817.32 | 2,463 | 直接 | |
| 2022/5/27 | Common Stock | S賣出處分 | −264 | $228.58F4 | −$60,345.12 | 2,199 | 直接 | |
| 2022/5/27 | Common Stock | S賣出處分 | −137 | $229.82F5 | −$31,485.34 | 2,062 | 直接 | |
| 2022/5/27 | Common Stock | S賣出處分 | −655 | $231.58F6 | −$151,684.9 | 1,407 | 直接 | |
| 2022/5/27 | Common Stock | S賣出處分 | −839 | $234.04F7 | −$196,359.56 | 568 | 直接 | |
| 2022/5/27 | Common Stock | S賣出處分 | −438 | $235.04F8 | −$102,947.52 | 130 | 直接 | |
| 2022/5/31 | Common Stock | M行使選擇權取得 | +3,000 | $53.42 | +$160,260 | 3,130 | 直接 | |
| 2022/5/31 | Common Stock | S賣出處分 | −447 | $228.97F9 | −$102,349.59 | 2,683 | 直接 | |
| 2022/5/31 | Common Stock | S賣出處分 | −1,089 | $230.25F10 | −$250,742.25 | 1,594 | 直接 | |
| 2022/5/31 | Common Stock | S賣出處分 | −661 | $231.25F11 | −$152,856.25 | 933 | 直接 | |
| 2022/5/31 | Common Stock | S賣出處分 | −621 | $232.23F12 | −$144,214.83 | 312 | 直接 | |
| 2022/5/31 | Common Stock | S賣出處分 | −182 | $232.92F13 | −$42,391.44 | 130 | 直接 |
衍生性證券(表 II)
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/5/27 | Common Stock | M行使選擇權處分 | −3,000 | $0.00 | $0 | 6,579 | 直接 | |
| 2022/5/31 | Common Stock | M行使選擇權處分 | −3,000 | $0.00 | $0 | 3,579 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $225.585 to $226.27. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $227.00 to $227.75. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $228.38 to $228.91. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $229.53 to $229.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $231.13 to $232.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $233.52 to $234.48. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $234.85 to $235.70. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $228.625 to $229.27. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $229.69 to $230.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $230.70 to $231.65. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $231.71 to $232.675. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $232.87 to $232.975. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。